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Canonical Local and Asymptotic Bases

A connection coefficient, a spectral determinant, or a scattering amplitude is meaningful only after its endpoint bases have been fixed. At a regular singularity this means choosing Frobenius exponents, logarithm branches, and leading coefficients. At an irregular singularity it additionally means choosing sectors and a summation direction, with a lateral prescription when that direction is singular. One formal series generally has different analytic realizations on the two lateral sides.

This page turns those choices into a concrete basis atlas for the five Heun classes in the DLMF convention used on the preceding page. It derives the general-Heun basis at 00, computes every irregular exponential and power prefactor, and uses exact Wronskians as normalization checks. Recurrences, connection coefficients, transformations, and software parameter maps are left to their dedicated pages.

A basis is canonical only relative to declared data

Section titled “A basis is canonical only relative to declared data”

For a second-order equation, the phrase “the canonical basis at zz_\ast” is incomplete. A reproducible basis declaration must contain:

  1. the exact differential-equation convention and parameter order;
  2. the local coordinate, such as t=zzt=z-z_\ast or t=1/zt=1/z;
  3. an ordering of the two exponents or exponential parts;
  4. a branch of Logt\operatorname{Log}t and leading coefficients;
  5. at an irregular point, the sector, its angular lift, and any lateral summation prescription.

These choices separate three objects that are often conflated:

ObjectWhat fixes itRemaining ambiguity
Intrinsic formal datameromorphic connection germmeromorphic formal gauges and unramified coordinate changes rewrite the representative, not its slopes or exponential-difference classes
Formal basisordered exponents or exponential parts and leading coefficientsdiagonal rescaling, permutation, resonance
Analytic basisformal basis plus branches, sectors, and lateral choicesStokes jumps and analytic continuation

The words ingoing, outgoing, regular, and recessive are boundary-condition labels, not universal function names. They become unambiguous only after this basis passport is recorded.

Near a regular singular point t=0t=0, write

y+p(t)y+r(t)y=0,y''+p(t)y'+r(t)y=0,

with

p(t)=p1t+O(1),r(t)=r2t2+O(t1).p(t)=\frac{p_{-1}}{t}+O(1), \qquad r(t)=\frac{r_{-2}}{t^2}+O(t^{-1}).

The indicial polynomial is

I(ρ)=ρ(ρ1)+p1ρ+r2.I(\rho) = \rho(\rho-1)+p_{-1}\rho+r_{-2}.

If its roots obey ρ1ρ2Z\rho_1-\rho_2\notin\mathbb Z, choose a branch of Logt\operatorname{Log}t and normalize

f1(t)=tρ1(1+n1antn),f2(t)=tρ2(1+n1bntn),\begin{aligned} f_1(t) &= t^{\rho_1} \left( 1+\sum_{n\ge1}a_nt^n \right),\\ f_2(t) &= t^{\rho_2} \left( 1+\sum_{n\ge1}b_nt^n \right), \end{aligned}

where tρ=exp(ρLogt)t^\rho=\exp(\rho\operatorname{Log}t). This normalization fixes the two diagonal rescalings. It also predicts

Wr[f1,f2](ρ2ρ1)tρ1+ρ21.\Wr[f_1,f_2] \sim (\rho_2-\rho_1)t^{\rho_1+\rho_2-1}.

Abel’s identity supplies the exact check:

Wr[f1,f2]=pWr[f1,f2],Wr[f1,f2]=Cexp(tp(s) ⁣ds).\Wr[f_1,f_2]'=-p\,\Wr[f_1,f_2], \qquad \Wr[f_1,f_2] = C\exp\left(-\int^t p(s)\,\dd s\right).

If the exponent difference is an integer, the formal recursion can resonate. One solution may contain

flog=ClogfregLogt+tρ2n0dntn.f_{\log} = C_{\log}f_{\mathrm{reg}}\operatorname{Log}t + t^{\rho_2}\sum_{n\ge0}d_nt^n.

Then “leading coefficient one” does not remove the freedom to add a multiple of fregf_{\mathrm{reg}}. A canonical resonant basis needs a Levelt or logarithmic normalization, or a specified parameter limit. Simply inserting an integer parameter into a nonresonant formula can make the two displayed solutions coincide.

Recall the house equation

y+(γz+δz1+ϵza)y+αβzqz(z1)(za)y=0,\begin{aligned} y'' &+ \left( \frac{\gamma}{z} + \frac{\delta}{z-1} + \frac{\epsilon}{z-a} \right)y'\\ &+ \frac{\alpha\beta z-q}{z(z-1)(z-a)}y =0, \end{aligned}

where

ϵ=α+βγδ+1.\epsilon=\alpha+\beta-\gamma-\delta+1.

At z=0z=0 the exponents are 00 and 1γ1-\gamma. For γZ\gamma\notin\mathbb Z, a normalized basis is

f0(z)=H ⁣(a,q;α,β,γ,δ;z),f1(z)=z1γH ⁣(a,q~;α~,β~,γ~,δ;z),\begin{aligned} f_0(z) &= \mathit{H\!\ell} \left( a,q;\alpha,\beta,\gamma,\delta;z \right),\\ f_1(z) &= z^{1-\gamma} \mathit{H\!\ell} \left( a,\widetilde q; \widetilde\alpha,\widetilde\beta, \widetilde\gamma,\delta;z \right), \end{aligned}

with

q~=q+(1γ)(aδ+ϵ),α~=α+1γ,β~=β+1γ,γ~=2γ.\begin{aligned} \widetilde q &= q+(1-\gamma)(a\delta+\epsilon),\\ \widetilde\alpha &= \alpha+1-\gamma,\\ \widetilde\beta &= \beta+1-\gamma,\\ \widetilde\gamma &= 2-\gamma. \end{aligned}

Here H ⁣\mathit{H\!\ell} is the DLMF normalized local germ, not a declaration about any software symbol. Its first coefficients are fixed by

f0(z)=1+qaγz+O(z2).f_0(z) = 1+\frac{q}{a\gamma}z+O(z^2).

The branch of z1γz^{1-\gamma} must be stated. With branches of the remaining factors chosen to equal 11 at z=0z=0, Abel’s identity gives

Wr[f0,f1]=(1γ)zγ×(1z)δ(1za)ϵ.\begin{aligned} \Wr[f_0,f_1] &= (1-\gamma)z^{-\gamma}\\ &\quad\times (1-z)^{-\delta} \left(1-\frac{z}{a}\right)^{-\epsilon}. \end{aligned}

This identity checks the exponent, the order of the basis, and both leading coefficients at once. The power series converges at least to the nearest nonremovable singularity among 11 and aa; its radius is therefore min(1,a)\min(1,|a|) in the generic four-point case.

A first resonance test is already visible at γ=0\gamma=0: the constant-term recursion demands q/a=0q/a=0. If q0q\ne0, the exponent-zero solution is generically logarithmic rather than analytic; if q=0q=0, the apparent pole at 00 disappears and a single value y(0)=1y(0)=1 no longer fixes an ordinary-point solution.

The other six nonresonant local solutions are obtained by moving the chosen point to 00 and shifting the appropriate exponent. At infinity it is often cleaner to use t=1/zt=1/z. If αβZ\alpha-\beta\notin\mathbb Z, the normalized Frobenius pair has the form

fα(z)=zα(1+O(z1)),fβ(z)=zβ(1+O(z1)).f_\alpha(z) = z^{-\alpha}\left(1+O(z^{-1})\right), \qquad f_\beta(z) = z^{-\beta}\left(1+O(z^{-1})\right).

These are convergent local expansions in tt, not merely asymptotic series. Thus the regular resonance loci are γ,δ,ϵ,αβZ\gamma,\delta,\epsilon,\alpha-\beta\in\mathbb Z for the GHE, γ,δZ\gamma,\delta\in\mathbb Z for the CHE, and γZ\gamma\in\mathbb Z for the BHE.

Regular and ordinary bases after confluence

Section titled “Regular and ordinary bases after confluence”

Confluence removes some Frobenius endpoints but not all of them. Direct substitution into the DLMF equations gives the following convenient normalizations.

At z=0z=0, the CHE exponents are 00 and 1γ1-\gamma. The analytic member is

C0(z)=1qγz+O(z2),C_0(z) = 1-\frac{q}{\gamma}z+O(z^2),

provided γ{0,1,2,}\gamma\notin\{0,-1,-2,\ldots\} so that its normalized recurrence is unobstructed. A nonresonant second member, when γZ\gamma\notin\mathbb Z, is

C0,1(z)=z1γ(1+O(z)).C_{0,1}(z) = z^{1-\gamma}\left(1+O(z)\right).

At z=1z=1, put x=z1x=z-1. The exponents are 00 and 1δ1-\delta, and the analytic member is

C1(x)=1+qαδx+O(x2).C_1(x) = 1+\frac{q-\alpha}{\delta}x+O(x^2).

Its normalized analytic recurrence is unobstructed for δ{0,1,2,}\delta\notin\{0,-1,-2,\ldots\}, while a nonresonant pair requires δZ\delta\notin\mathbb Z.

For the ordered basis at 00, Abel’s identity gives the exact local Wronskian

Wr[C0,C0,1]=(1γ)zγ(1z)δexp(ϵz).\Wr[C_0,C_{0,1}] = (1-\gamma) z^{-\gamma}(1-z)^{-\delta}\exp(-\epsilon z).

For

y(γz+δ+z)y+αzqzy=0,y'' - \left( \frac{\gamma}{z}+\delta+z \right)y' + \frac{\alpha z-q}{z}y =0,

the exponents at 00 are 00 and 1+γ1+\gamma. The normalized analytic germ starts as

B0(z)=1qγz+O(z2),B_0(z) = 1-\frac{q}{\gamma}z+O(z^2),

and the nonresonant companion is

B0,1(z)=z1+γ(1+O(z)).B_{0,1}(z) = z^{1+\gamma}\left(1+O(z)\right).

In their displayed order,

Wr[B0,B0,1]=(1+γ)zγexp(δz+z22).\Wr[B_0,B_{0,1}] = (1+\gamma)z^\gamma \exp\left(\delta z+\frac{z^2}{2}\right).

The analytic recursion is exceptional when γ{0,1,2,}\gamma\in\{0,1,2,\ldots\}; the full pair is nonresonant when γZ\gamma\notin\mathbb Z.

The THE has no finite singularity. At z=0z=0 a canonical initial-value basis is

y(0)y(0)T010T101\begin{array}{c|cc} &y(0)&y'(0)\\ \hline T_0&1&0\\ T_1&0&1 \end{array}

so, in particular,

T0(z)=1+q2z2+O(z3),T1(z)=z+O(z3).T_0(z)=1+\frac q2z^2+O(z^3), \qquad T_1(z)=z+O(z^3).

Both functions are entire because every finite point of the equation is ordinary.

The exact Wronskian is

Wr[T0,T1]=exp(z33γz22).\Wr[T_0,T_1] = \exp\left( -\frac{z^3}{3}-\frac{\gamma z^2}{2} \right).

The doubly confluent equation has no generic regular endpoint. Both of its canonical endpoint bases are therefore sectorial.

Riccati balance finds the irregular prefactors

Section titled “Riccati balance finds the irregular prefactors”

All prefactors in this section belong to the original DLMF scalar yy-gauge. They are not the centered Liouville-normal-form exponentials of the confluence page; the discarded scalar gauge shifts both exponential parts by the same function.

For

y+p(z)y+r(z)y=0,y''+p(z)y'+r(z)y=0,

set

λ(z)=y(z)y(z).\lambda(z)=\frac{y'(z)}{y(z)}.

Then

λ+λ2+pλ+r=0.\lambda'+\lambda^2+p\lambda+r=0.

At infinity, an ansatz

λ=P(z)+κz+O(z2)\lambda = P'(z)+\frac{\kappa}{z}+O(z^{-2})

determines the exponential polynomial PP and the power κ\kappa before any recurrence is computed.

For the CHE,

p=ϵ+γ+δz+O(z2),r=αz+O(z2).p = \epsilon+\frac{\gamma+\delta}{z}+O(z^{-2}), \qquad r = \frac{\alpha}{z}+O(z^{-2}).

Writing λ=L+κ/z+\lambda=L+\kappa/z+\cdots, the constant balance gives

L(L+ϵ)=0.L(L+\epsilon)=0.

When ϵ0\epsilon\ne0, the two next balances are

Lκ0α/ϵϵα/ϵγδ\begin{array}{c|c} L&\kappa\\ \hline 0&-\alpha/\epsilon\\ -\epsilon&\alpha/\epsilon-\gamma-\delta \end{array}

and hence

C^alg(z)=zα/ϵ(1+n1cnzn),C^exp(z)=exp(ϵz)zα/ϵγδ(1+n1dnzn).\begin{aligned} \widehat C_{\mathrm{alg}}(z) &= z^{-\alpha/\epsilon} \left( 1+\sum_{n\ge1}c_nz^{-n} \right),\\ \widehat C_{\mathrm{exp}}(z) &= \exp(-\epsilon z) z^{\alpha/\epsilon-\gamma-\delta} \left( 1+\sum_{n\ge1}d_nz^{-n} \right). \end{aligned}

The hats matter: these are formal asymptotic series. General asymptotic existence theory supplies analytic realizations on suitable sectors, with the expansion uniform on every proper closed subsector. The phase condition for equal magnitude of the leading exponential parts is

Re(ϵz)=0.\operatorname{Re}(\epsilon z)=0.

On compatible branches, the ordered unit-leading pair has

Wr[C^alg,C^exp]ϵexp(ϵz)zγδ,\Wr[\widehat C_{\mathrm{alg}},\widehat C_{\mathrm{exp}}] \sim -\epsilon\exp(-\epsilon z)z^{-\gamma-\delta},

matching Abel’s exact factor exp(ϵz)zγ(z1)δ\exp(-\epsilon z)z^{-\gamma}(z-1)^{-\delta}. Calling one member “the decaying solution” without specifying argz\arg z is therefore incomplete.

The same Riccati calculation gives a compact atlas. Every series below has leading coefficient 11 and requires a chosen branch of Logz\operatorname{Log}z. An actual basis also requires a sector label.

Doubly confluent Heun at zero and infinity

Section titled “Doubly confluent Heun at zero and infinity”

For δ0\delta\ne0, the two formal members at z=0z=0 are

D^0,alg(z)=1+qδz+O(z2),D^0,exp(z)=exp(δ/z)z2γ(1+n1dnzn).\begin{aligned} \widehat D_{0,\mathrm{alg}}(z) &= 1+\frac q\delta z+O(z^2),\\ \widehat D_{0,\mathrm{exp}}(z) &= \exp(\delta/z) z^{2-\gamma} \left( 1+\sum_{n\ge1}d_nz^n \right). \end{aligned}

The leading exponential parts have equal magnitude when

Re(δ/z)=0.\operatorname{Re}(\delta/z)=0.

At infinity the pair is

D^,alg(z)=zα(1+n1anzn),D^,exp(z)=exp(z)zαγ(1+n1bnzn),\begin{aligned} \widehat D_{\infty,\mathrm{alg}}(z) &= z^{-\alpha} \left( 1+\sum_{n\ge1}a_nz^{-n} \right),\\ \widehat D_{\infty,\mathrm{exp}}(z) &= \exp(-z)z^{\alpha-\gamma} \left( 1+\sum_{n\ge1}b_nz^{-n} \right), \end{aligned}

with leading exponential parts of equal magnitude on Rez=0\operatorname{Re}z=0. Abel’s identity gives two particularly useful leading-normalization checks:

Wr[D^0,alg,D^0,exp]δexp(δ/z)zγ,Wr[D^,alg,D^,exp]exp(z)zγ.\begin{aligned} \Wr[\widehat D_{0,\mathrm{alg}}, \widehat D_{0,\mathrm{exp}}] &\sim -\delta\exp(\delta/z)z^{-\gamma},\\ \Wr[\widehat D_{\infty,\mathrm{alg}}, \widehat D_{\infty,\mathrm{exp}}] &\sim -\exp(-z)z^{-\gamma}. \end{aligned}

The exact Abel factor common to both endpoint descriptions is

exp(δ/zz)zγ.\exp(\delta/z-z)z^{-\gamma}.

The two proportionality constants are different because these are two independently normalized endpoint bases.

The BHE pair is

B^alg(z)=zα(1+n1anzn),B^exp(z)=exp(z22+δz)zγα1(1+n1bnzn).\begin{aligned} \widehat B_{\mathrm{alg}}(z) &= z^\alpha \left( 1+\sum_{n\ge1}a_nz^{-n} \right),\\ \widehat B_{\mathrm{exp}}(z) &= \exp\left( \frac{z^2}{2}+\delta z \right) z^{\gamma-\alpha-1} \left( 1+\sum_{n\ge1}b_nz^{-n} \right). \end{aligned}

Their Wronskian has the exact Abel factor

zγexp(z22+δz).z^\gamma\exp\left(\frac{z^2}{2}+\delta z\right).

The limiting equal-magnitude rays of the exponential scale satisfy

Re(z2)=0,argz=π4+kπ2.\operatorname{Re}(z^2)=0, \qquad \arg z=\frac{\pi}{4}+\frac{k\pi}{2}.

The lower-order term δz\delta z shifts finite-radius level curves but does not change the four limiting rays.

For the THE,

T^alg(z)=zα(1+n1anzn),T^exp(z)=exp(z33γz22)zα2(1+n1bnzn).\begin{aligned} \widehat T_{\mathrm{alg}}(z) &= z^{-\alpha} \left( 1+\sum_{n\ge1}a_nz^{-n} \right),\\ \widehat T_{\mathrm{exp}}(z) &= \exp\left( -\frac{z^3}{3}-\frac{\gamma z^2}{2} \right) z^{\alpha-2} \left( 1+\sum_{n\ge1}b_nz^{-n} \right). \end{aligned}

Their leading-normalized Wronskian is asymptotic to

exp(z33γz22),-\exp\left( -\frac{z^3}{3}-\frac{\gamma z^2}{2} \right),

which agrees with the exact Abel factor. There are six limiting equal-magnitude rays of the exponential scale:

Re(z3)=0,argz=π6+kπ3.\operatorname{Re}(z^3)=0, \qquad \arg z=\frac{\pi}{6}+\frac{k\pi}{3}.

For each generic unramified Heun endpoint above, rotate and rescale the local coordinate so that its rank-rr exponential difference has leading part ΔQζr\Delta Q\sim\zeta^r. The equation

Re(ζr)=0\operatorname{Re}(\zeta^r)=0

has 2r2r rays and divides the punctured plane into alternating dominance sectors.

Equal-magnitude phase fans with two, four, and six rays for rank-one, rank-two, and rank-three Heun endpoints.

Equal-magnitude fans after a phase rotation for which ΔQζr\Delta Q\sim\zeta^r. Shading marks ReΔQ>0\operatorname{Re}\Delta Q>0; the dashed rays exchange exponential dominance. For CHE and the DCHE origin the actual rotation contains ϵ\epsilon or δ\delta; the DCHE infinity fan has fixed phase. Lower-degree terms in BHE and THE do not change the limiting ray count.

Let

Bk=(Yk,alg,Yk,exp)\mathcal B_k = \left( Y_{k,\mathrm{alg}}, Y_{k,\mathrm{exp}} \right)

denote analytic realizations with the prescribed formal normalizations on sector SkS_k. On an overlap, two neighboring bases are related by

Bk+1=BkSk,\mathcal B_{k+1} = \mathcal B_k S_k,

where SkS_k is a Stokes matrix in the chosen ordering convention. Thus the same formal symbols Y^alg\widehat Y_{\mathrm{alg}} and Y^exp\widehat Y_{\mathrm{exp}} do not define one global pair of analytic functions. The sector index may be omitted only when the domain and continuation prescription have already been fixed.

There is a second subtlety even within one sector. Where one column is exponentially dominant, adding a constant multiple of the exponentially smaller recessive column need not change the dominant column’s Poincaré series. Canonical sectorial normalization uses the summation prescription and a sufficiently wide sector, not only the leading symbol 1+O(z1)1+O(z^{-1}).

This book states the phase condition rather than relying on the conflicting terms “Stokes ray” and “anti-Stokes ray.” Equal magnitude does not by itself imply a nonzero Stokes multiplier.

From endpoint data to a connection problem

Section titled “From endpoint data to a connection problem”

A dependable boundary-value statement can now be written in five lines:

  1. declare the exact ODE and endpoint coordinates;
  2. classify each endpoint as ordinary, regular singular, or irregular;
  3. choose ordered local or sectorial bases with leading coefficient 11;
  4. record logarithm branches, angular lifts, and lateral choices;
  5. verify the Wronskian against Abel’s identity.

Only then relate the two fundamental frames using the house convention,

BR=BLCLR.\mathcal B_{\mathrm R} = \mathcal B_{\mathrm L}C_{\mathrm{LR}}.

The next chapter computes the entries of such connection matrices by Wronskian ratios and recurrences. This page fixes the objects being connected.

A software name is not a basis declaration. Symbols such as HeunC and HeunB use package-specific parameter orders and normalizations. State the ODE and initial or asymptotic normalization before comparing values; the site’s current convention map gives worked examples.

A formal asymptotic series is not a global function. It can have distinct sectorial realizations separated by Stokes jumps. Attach a sector and a lateral prescription whenever the path meets a singular summation direction.

Resonance is not handled by blind substitution. When exponent differences become integral, a nonresonant pair may collapse and a logarithm may appear. Recompute the Levelt basis or take a controlled parameter limit.

Dominant and recessive are directional words. The inequality between two exponential magnitudes reverses across an equal-magnitude ray. Never call a solution “the decaying one” without an angular domain.

Set ϵ=0\epsilon=0 and α0\alpha\ne0 in the CHE. With y=exp(κz)zμ(1+o(1))y=\exp(\kappa\sqrt z)z^\mu(1+o(1)), determine κ\kappa and μ\mu at infinity. What happens when α=0\alpha=0 as well?

Solution

The leading logarithmic derivatives are

yy=κ2z+μz+O(z3/2),yy=κ24z+κ(μ14)z3/2+O(z2).\begin{aligned} \frac{y'}y &= \frac{\kappa}{2\sqrt z} +\frac{\mu}{z} +O(z^{-3/2}),\\ \frac{y''}y &= \frac{\kappa^2}{4z} +\kappa \left( \mu-\frac14 \right)z^{-3/2} +O(z^{-2}). \end{aligned}

When ϵ=0\epsilon=0, the CHE has p=O(z1)p=O(z^{-1}) and r=α/z+O(z2)r=\alpha/z+O(z^{-2}). The order-z1z^{-1} balance is

κ24+α=0.\frac{\kappa^2}{4}+\alpha=0.

At order z3/2z^{-3/2}, the Riccati equation gives

κ(μ14+γ+δ2)=0.\kappa \left( \mu-\frac14+\frac{\gamma+\delta}{2} \right) =0.

For either nonzero value of κ\kappa,

μ=14γ+δ2.\mu = \frac14-\frac{\gamma+\delta}{2}.

Thus the two ramified prefactors are

exp(±2αz)z1/4(γ+δ)/2.\exp\left(\pm2\sqrt{-\alpha z}\right) z^{\,1/4-(\gamma+\delta)/2}.

They have centered slope 1/21/2, so direct substitution into the generic ϵ0\epsilon\ne0 atlas is invalid. If ϵ=α=0\epsilon=\alpha=0, then p=O(z1)p=O(z^{-1}) and r=O(z2)r=O(z^{-2}); infinity is regular singular.

Put x=z1x=z-1 in the CHE and verify the first coefficient of the analytic solution normalized by C1(0)=1C_1(0)=1.

Solution

Near x=0x=0,

p=δx+O(1),r=αqx+O(1).p=\frac{\delta}{x}+O(1), \qquad r=\frac{\alpha-q}{x}+O(1).

For C1=1+d1x+O(x2)C_1=1+d_1x+O(x^2), the coefficient of x1x^{-1} is

δd1+αq=0.\delta d_1+\alpha-q=0.

Therefore

C1(x)=1+qαδx+O(x2).C_1(x) = 1+\frac{q-\alpha}{\delta}x+O(x^2).

3. Transport the CHE pair through a physical gauge

Section titled “3. Transport the CHE pair through a physical gauge”

Let

R(z)=zs(z1)texp(κz)y(z).R(z) = z^s(z-1)^t\exp(\kappa z)y(z).

Translate the generic CHE asymptotic pair into the physical variable RR. Explain why a decay label cannot be assigned before this gauge and an angular direction are fixed.

Solution

Since (z1)tzt(z-1)^t\sim z^t on a compatible branch, the two physical prefactors are

Ralgexp(κz)zs+tα/ϵ,Rexpexp((κϵ)z)zs+t+α/ϵγδ.\begin{aligned} R_{\mathrm{alg}} &\sim \exp(\kappa z) z^{s+t-\alpha/\epsilon},\\ R_{\mathrm{exp}} &\sim \exp\bigl((\kappa-\epsilon)z\bigr) z^{s+t+\alpha/\epsilon-\gamma-\delta}. \end{aligned}

The scalar gauge shifts both displayed exponentials, and their absolute decay depends on Re(κz)\operatorname{Re}(\kappa z) and Re((κϵ)z)\operatorname{Re}((\kappa-\epsilon)z). Their relative exponential difference remains ϵz-\epsilon z. Therefore labels such as ingoing, outgoing, or decaying require the physical gauge, time convention, and angular domain.

For δ0\delta\ne0, use λ=A/z2+B/z+\lambda=A/z^2+B/z+\cdots to recover the two leading exponential parts and the power 2γ2-\gamma. Check the Wronskian constant.

Solution

At order z4z^{-4},

A(A+δ)=0.A(A+\delta)=0.

The branch A=0A=0 has no singular exponential or power. For A=δA=-\delta, the z3z^{-3} balance gives

δ(2Bγ)=0,\delta(2-B-\gamma)=0,

so B=2γB=2-\gamma. Since

(δz2+2γz) ⁣dz=δz+(2γ)Logz,\int \left( -\frac{\delta}{z^2}+\frac{2-\gamma}{z} \right)\dd z = \frac{\delta}{z}+(2-\gamma)\operatorname{Log}z,

the second prefactor is exp(δ/z)z2γ\exp(\delta/z)z^{2-\gamma}. Differentiating it shows

Wr[D^0,alg,D^0,exp]δexp(δ/z)zγ,\Wr[\widehat D_{0,\mathrm{alg}}, \widehat D_{0,\mathrm{exp}}] \sim -\delta\exp(\delta/z)z^{-\gamma},

in agreement with Abel’s factor.

Find the limiting ray angles for the CHE, BHE, and THE. Include the parameter-dependent rotation for the CHE.

Solution

Write z=Reiθz=Re^{\ii\theta}. For the CHE,

Re(ϵz)=0\operatorname{Re}(\epsilon z)=0

gives

θ=π2argϵ+kπ.\theta = \frac{\pi}{2}-\arg\epsilon+k\pi.

For the BHE,

Re(z2)=0θ=π4+kπ2.\operatorname{Re}(z^2)=0 \quad\Longrightarrow\quad \theta=\frac{\pi}{4}+\frac{k\pi}{2}.

For the THE,

Re(z3)=0θ=π6+kπ3.\operatorname{Re}(z^3)=0 \quad\Longrightarrow\quad \theta=\frac{\pi}{6}+\frac{k\pi}{3}.

There are respectively two, four, and six rays modulo 2π2\pi.

Derive the first nonconstant term of T0T_0 and compute Wr[T0,T1]\Wr[T_0,T_1] from the initial data.

Solution

At z=0z=0 the THE gives

y(0)qy(0)=0.y''(0)-q\,y(0)=0.

For T0(0)=1T_0(0)=1 and T0(0)=0T_0'(0)=0, this yields

T0(z)=1+q2z2+O(z3).T_0(z)=1+\frac q2z^2+O(z^3).

The initial basis has Wr[T0,T1](0)=1\Wr[T_0,T_1](0)=1. Since p(z)=z2+γzp(z)=z^2+\gamma z, Abel’s identity gives

Wr[T0,T1]=exp(0z(s2+γs) ⁣ds)=exp(z33γz22).\Wr[T_0,T_1] = \exp\left( -\int_0^z(s^2+\gamma s)\,\dd s \right) = \exp\left( -\frac{z^3}{3}-\frac{\gamma z^2}{2} \right).

A calculation sets γ=1\gamma=1 in the two general-Heun formulas at 00 and calls the result a basis. Explain the failure and state what extra normalization is needed.

Solution

At γ=1\gamma=1 the exponents are both 00. The factor z1γz^{1-\gamma} becomes 11, and the shifted parameters in the second formula return to the first normalized germ. The displayed pair is therefore not independent.

Generically the second solution contains a multiple of f0Logzf_0\operatorname{Log}z. One must choose a branch of Logz\operatorname{Log}z and fix the logarithmic coefficient together with the remaining freedom to add f0f_0, or specify a parameter derivative or limiting prescription that does so.

  • NIST DLMF §31.3, especially 31.3.1 and 31.3.5, defines the normalized general-Heun local solutions and discusses their resonant restrictions.
  • NIST DLMF §31.12 fixes the four confluent equations and their singularity ranks; §31.13 gives curated references for their asymptotics near irregular singularities.
  • NIST DLMF §2.7(i) gives the underlying Frobenius theory, while §2.7(ii) treats rank-one irregular asymptotics. Wasow below supplies the general higher-rank sectorial existence theory used for BHE and THE.
  • A. Ronveaux, ed., Heun’s Differential Equations, Oxford University Press (1995), book record and DOI, Part A, pp. 36–41 for local solutions; CHE asymptotics, pp. 120–127, DCHE analytic theory, pp. 144–166, BHE solutions, pp. 203–213, and THE singularity solutions, pp. 266–276. Parts B–E use canonical forms that require a crosswalk before their parameters are compared directly with the DLMF reduced equations.
  • S. Yu. Slavyanov and W. Lay, Special Functions: A Unified Theory Based on Singularities, Oxford University Press (2000), Chapter 3, pp. 97–162.
  • W. Wasow, Asymptotic Expansions for Ordinary Differential Equations, Interscience (1965), contents and edition record, especially pp. 49–87 on irregular singular points, asymptotic solutions, and the Stokes phenomenon.