Canonical Local and Asymptotic Bases
A connection coefficient, a spectral determinant, or a scattering amplitude is meaningful only after its endpoint bases have been fixed. At a regular singularity this means choosing Frobenius exponents, logarithm branches, and leading coefficients. At an irregular singularity it additionally means choosing sectors and a summation direction, with a lateral prescription when that direction is singular. One formal series generally has different analytic realizations on the two lateral sides.
This page turns those choices into a concrete basis atlas for the five Heun classes in the DLMF convention used on the preceding page. It derives the general-Heun basis at , computes every irregular exponential and power prefactor, and uses exact Wronskians as normalization checks. Recurrences, connection coefficients, transformations, and software parameter maps are left to their dedicated pages.
A basis is canonical only relative to declared data
Section titled “A basis is canonical only relative to declared data”For a second-order equation, the phrase “the canonical basis at ” is incomplete. A reproducible basis declaration must contain:
- the exact differential-equation convention and parameter order;
- the local coordinate, such as or ;
- an ordering of the two exponents or exponential parts;
- a branch of and leading coefficients;
- at an irregular point, the sector, its angular lift, and any lateral summation prescription.
These choices separate three objects that are often conflated:
| Object | What fixes it | Remaining ambiguity |
|---|---|---|
| Intrinsic formal data | meromorphic connection germ | meromorphic formal gauges and unramified coordinate changes rewrite the representative, not its slopes or exponential-difference classes |
| Formal basis | ordered exponents or exponential parts and leading coefficients | diagonal rescaling, permutation, resonance |
| Analytic basis | formal basis plus branches, sectors, and lateral choices | Stokes jumps and analytic continuation |
The words ingoing, outgoing, regular, and recessive are boundary-condition labels, not universal function names. They become unambiguous only after this basis passport is recorded.
Nonresonant Frobenius bases
Section titled “Nonresonant Frobenius bases”Near a regular singular point , write
with
The indicial polynomial is
If its roots obey , choose a branch of and normalize
where . This normalization fixes the two diagonal rescalings. It also predicts
Abel’s identity supplies the exact check:
If the exponent difference is an integer, the formal recursion can resonate. One solution may contain
Then “leading coefficient one” does not remove the freedom to add a multiple of . A canonical resonant basis needs a Levelt or logarithmic normalization, or a specified parameter limit. Simply inserting an integer parameter into a nonresonant formula can make the two displayed solutions coincide.
The general-Heun basis at zero
Section titled “The general-Heun basis at zero”Recall the house equation
where
At the exponents are and . For , a normalized basis is
with
Here is the DLMF normalized local germ, not a declaration about any software symbol. Its first coefficients are fixed by
The branch of must be stated. With branches of the remaining factors chosen to equal at , Abel’s identity gives
This identity checks the exponent, the order of the basis, and both leading coefficients at once. The power series converges at least to the nearest nonremovable singularity among and ; its radius is therefore in the generic four-point case.
A first resonance test is already visible at : the constant-term recursion demands . If , the exponent-zero solution is generically logarithmic rather than analytic; if , the apparent pole at disappears and a single value no longer fixes an ordinary-point solution.
The other six nonresonant local solutions are obtained by moving the chosen point to and shifting the appropriate exponent. At infinity it is often cleaner to use . If , the normalized Frobenius pair has the form
These are convergent local expansions in , not merely asymptotic series. Thus the regular resonance loci are for the GHE, for the CHE, and for the BHE.
Regular and ordinary bases after confluence
Section titled “Regular and ordinary bases after confluence”Confluence removes some Frobenius endpoints but not all of them. Direct substitution into the DLMF equations gives the following convenient normalizations.
Confluent Heun at zero and one
Section titled “Confluent Heun at zero and one”At , the CHE exponents are and . The analytic member is
provided so that its normalized recurrence is unobstructed. A nonresonant second member, when , is
At , put . The exponents are and , and the analytic member is
Its normalized analytic recurrence is unobstructed for , while a nonresonant pair requires .
For the ordered basis at , Abel’s identity gives the exact local Wronskian
Biconfluent Heun at zero
Section titled “Biconfluent Heun at zero”For
the exponents at are and . The normalized analytic germ starts as
and the nonresonant companion is
In their displayed order,
The analytic recursion is exceptional when ; the full pair is nonresonant when .
Triconfluent Heun at an ordinary point
Section titled “Triconfluent Heun at an ordinary point”The THE has no finite singularity. At a canonical initial-value basis is
so, in particular,
Both functions are entire because every finite point of the equation is ordinary.
The exact Wronskian is
The doubly confluent equation has no generic regular endpoint. Both of its canonical endpoint bases are therefore sectorial.
Riccati balance finds the irregular prefactors
Section titled “Riccati balance finds the irregular prefactors”All prefactors in this section belong to the original DLMF scalar -gauge. They are not the centered Liouville-normal-form exponentials of the confluence page; the discarded scalar gauge shifts both exponential parts by the same function.
For
set
Then
At infinity, an ansatz
determines the exponential polynomial and the power before any recurrence is computed.
For the CHE,
Writing , the constant balance gives
When , the two next balances are
and hence
The hats matter: these are formal asymptotic series. General asymptotic existence theory supplies analytic realizations on suitable sectors, with the expansion uniform on every proper closed subsector. The phase condition for equal magnitude of the leading exponential parts is
On compatible branches, the ordered unit-leading pair has
matching Abel’s exact factor . Calling one member “the decaying solution” without specifying is therefore incomplete.
The remaining irregular Heun endpoints
Section titled “The remaining irregular Heun endpoints”The same Riccati calculation gives a compact atlas. Every series below has leading coefficient and requires a chosen branch of . An actual basis also requires a sector label.
Doubly confluent Heun at zero and infinity
Section titled “Doubly confluent Heun at zero and infinity”For , the two formal members at are
The leading exponential parts have equal magnitude when
At infinity the pair is
with leading exponential parts of equal magnitude on . Abel’s identity gives two particularly useful leading-normalization checks:
The exact Abel factor common to both endpoint descriptions is
The two proportionality constants are different because these are two independently normalized endpoint bases.
Biconfluent Heun at infinity
Section titled “Biconfluent Heun at infinity”The BHE pair is
Their Wronskian has the exact Abel factor
The limiting equal-magnitude rays of the exponential scale satisfy
The lower-order term shifts finite-radius level curves but does not change the four limiting rays.
Triconfluent Heun at infinity
Section titled “Triconfluent Heun at infinity”For the THE,
Their leading-normalized Wronskian is asymptotic to
which agrees with the exact Abel factor. There are six limiting equal-magnitude rays of the exponential scale:
Sector labels are part of the function
Section titled “Sector labels are part of the function”For each generic unramified Heun endpoint above, rotate and rescale the local coordinate so that its rank- exponential difference has leading part . The equation
has rays and divides the punctured plane into alternating dominance sectors.
Equal-magnitude fans after a phase rotation for which . Shading marks ; the dashed rays exchange exponential dominance. For CHE and the DCHE origin the actual rotation contains or ; the DCHE infinity fan has fixed phase. Lower-degree terms in BHE and THE do not change the limiting ray count.
Let
denote analytic realizations with the prescribed formal normalizations on sector . On an overlap, two neighboring bases are related by
where is a Stokes matrix in the chosen ordering convention. Thus the same formal symbols and do not define one global pair of analytic functions. The sector index may be omitted only when the domain and continuation prescription have already been fixed.
There is a second subtlety even within one sector. Where one column is exponentially dominant, adding a constant multiple of the exponentially smaller recessive column need not change the dominant column’s Poincaré series. Canonical sectorial normalization uses the summation prescription and a sufficiently wide sector, not only the leading symbol .
This book states the phase condition rather than relying on the conflicting terms “Stokes ray” and “anti-Stokes ray.” Equal magnitude does not by itself imply a nonzero Stokes multiplier.
From endpoint data to a connection problem
Section titled “From endpoint data to a connection problem”A dependable boundary-value statement can now be written in five lines:
- declare the exact ODE and endpoint coordinates;
- classify each endpoint as ordinary, regular singular, or irregular;
- choose ordered local or sectorial bases with leading coefficient ;
- record logarithm branches, angular lifts, and lateral choices;
- verify the Wronskian against Abel’s identity.
Only then relate the two fundamental frames using the house convention,
The next chapter computes the entries of such connection matrices by Wronskian ratios and recurrences. This page fixes the objects being connected.
Common pitfalls
Section titled “Common pitfalls”A software name is not a basis declaration. Symbols such as HeunC and
HeunB use package-specific parameter orders and normalizations. State the
ODE and initial or asymptotic normalization before comparing values; the
site’s current convention map gives
worked examples.
A formal asymptotic series is not a global function. It can have distinct sectorial realizations separated by Stokes jumps. Attach a sector and a lateral prescription whenever the path meets a singular summation direction.
Resonance is not handled by blind substitution. When exponent differences become integral, a nonresonant pair may collapse and a logarithm may appear. Recompute the Levelt basis or take a controlled parameter limit.
Dominant and recessive are directional words. The inequality between two exponential magnitudes reverses across an equal-magnitude ray. Never call a solution “the decaying one” without an angular domain.
Exercises
Section titled “Exercises”1. Expose the ramified CHE degeneration
Section titled “1. Expose the ramified CHE degeneration”Set and in the CHE. With , determine and at infinity. What happens when as well?
Solution
The leading logarithmic derivatives are
When , the CHE has and . The order- balance is
At order , the Riccati equation gives
For either nonzero value of ,
Thus the two ramified prefactors are
They have centered slope , so direct substitution into the generic atlas is invalid. If , then and ; infinity is regular singular.
2. Build the regular CHE germ at one
Section titled “2. Build the regular CHE germ at one”Put in the CHE and verify the first coefficient of the analytic solution normalized by .
Solution
Near ,
For , the coefficient of is
Therefore
3. Transport the CHE pair through a physical gauge
Section titled “3. Transport the CHE pair through a physical gauge”Let
Translate the generic CHE asymptotic pair into the physical variable . Explain why a decay label cannot be assigned before this gauge and an angular direction are fixed.
Solution
Since on a compatible branch, the two physical prefactors are
The scalar gauge shifts both displayed exponentials, and their absolute decay depends on and . Their relative exponential difference remains . Therefore labels such as ingoing, outgoing, or decaying require the physical gauge, time convention, and angular domain.
4. Audit the DCHE basis at zero
Section titled “4. Audit the DCHE basis at zero”For , use to recover the two leading exponential parts and the power . Check the Wronskian constant.
Solution
At order ,
The branch has no singular exponential or power. For , the balance gives
so . Since
the second prefactor is . Differentiating it shows
in agreement with Abel’s factor.
5. Count the equal-magnitude rays
Section titled “5. Count the equal-magnitude rays”Find the limiting ray angles for the CHE, BHE, and THE. Include the parameter-dependent rotation for the CHE.
Solution
Write . For the CHE,
gives
For the BHE,
For the THE,
There are respectively two, four, and six rays modulo .
6. Check the ordinary THE basis
Section titled “6. Check the ordinary THE basis”Derive the first nonconstant term of and compute from the initial data.
Solution
At the THE gives
For and , this yields
The initial basis has . Since , Abel’s identity gives
7. Diagnose a resonant basis claim
Section titled “7. Diagnose a resonant basis claim”A calculation sets in the two general-Heun formulas at and calls the result a basis. Explain the failure and state what extra normalization is needed.
Solution
At the exponents are both . The factor becomes , and the shifted parameters in the second formula return to the first normalized germ. The displayed pair is therefore not independent.
Generically the second solution contains a multiple of . One must choose a branch of and fix the logarithmic coefficient together with the remaining freedom to add , or specify a parameter derivative or limiting prescription that does so.
References
Section titled “References”- NIST DLMF §31.3, especially 31.3.1 and 31.3.5, defines the normalized general-Heun local solutions and discusses their resonant restrictions.
- NIST DLMF §31.12 fixes the four confluent equations and their singularity ranks; §31.13 gives curated references for their asymptotics near irregular singularities.
- NIST DLMF §2.7(i) gives the underlying Frobenius theory, while §2.7(ii) treats rank-one irregular asymptotics. Wasow below supplies the general higher-rank sectorial existence theory used for BHE and THE.
- A. Ronveaux, ed., Heun’s Differential Equations, Oxford University Press (1995), book record and DOI, Part A, pp. 36–41 for local solutions; CHE asymptotics, pp. 120–127, DCHE analytic theory, pp. 144–166, BHE solutions, pp. 203–213, and THE singularity solutions, pp. 266–276. Parts B–E use canonical forms that require a crosswalk before their parameters are compared directly with the DLMF reduced equations.
- S. Yu. Slavyanov and W. Lay, Special Functions: A Unified Theory Based on Singularities, Oxford University Press (2000), Chapter 3, pp. 97–162.
- W. Wasow, Asymptotic Expansions for Ordinary Differential Equations, Interscience (1965), contents and edition record, especially pp. 49–87 on irregular singular points, asymptotic solutions, and the Stokes phenomenon.