Three Controlled Spectral Capstones
Three laboratories now put the book’s main methods under one discipline: freeze the operator and its domain, draw the turning-point passport, identify only the extra structures that really exist, form a boundary spectral function, and compare its zeros with a calculation that does not reuse the same representation.
The result is intentionally asymmetric. Integer Razavy has a finite algebraic calibration but no imported closed all-orders period formula. Modified Mathieu has a complete pure- period and Fredholm-determinant dictionary but no polynomial truncation. The pure quartic has a symmetry-folded TBA and an ODE/IM determinant, but those two descriptions share functional-relation data and are not independent numerical experiments. Knowing these differences is the point of the comparison.
We use the established abbreviations QES for quasi-exact solvability, SW/NS for the Seiberg–Witten/Nekrasov–Shatashvili dictionary, TBA for thermodynamic Bethe ansatz, and ODE/IM for the ODE/integrable-model correspondence.
Topology chooses the comparison
Section titled “Topology chooses the comparison”All three operators are real-line, parity-invariant, confining Sturm–Liouville problems. That common statement does not make their useful coordinates or exact structures interchangeable.
| Laboratory | Physical turning points | Extra structure | Primary spectral gate | Distinct audit |
|---|---|---|---|---|
| Razavy | Four real below the barrier; two real above it | Finite invariant block only when | Even or odd right-recessive connection coefficient | Finite-difference grid; critical polynomial on the QES slice |
| Modified Mathieu | Two real points on the physical logarithmic sheet | Pure- quantum curve and NS completion | Entire Fredholm determinant or DCHE Wronskian | Real-line grid; WKB–NS period checksum |
| Pure quartic | Two real and two imaginary points | symmetry, folded TBA, and ODE/IM | Parity-sensitive exact-WKB condition or determinant zero | Parity-block Rayleigh–Ritz matrix |
The method is selected after the boundary and turning-point passports are known. A special arithmetic slice, a gauge-theory period dictionary, and a rotational functional relation are three different kinds of additional structure. None follows from the generic phrase “confluent Heun” or “genus one.”
The compact curves reinforce the distinction. With , the Razavy curve is
For modified Mathieu, gives a reciprocal quartic. For the pure quartic, the four roots of form a rotational orbit. All three generic compactifications have genus one, but genus alone does not supply a boundary condition, a cycle orientation, a Stokes chamber, or an integral equation.
Capstone A: Razavy across a separatrix
Section titled “Capstone A: Razavy across a separatrix”Fix the operator
on . Its minima are zero and its central barrier has height . The recurrence closes and gives
Parity alternates even, odd, even, odd. Only and lie below the barrier. Thus one critical polynomial crosses a turning-point transition: the first two roots belong to the four-real-turning-point chamber, while the next two belong to the above-barrier two-real-turning-point problem. A single unlabelled double-well quantization formula cannot cover all four roots.
Recessive endpoint data define the boundary functions
Section titled “Recessive endpoint data define the boundary functions”Temporarily restore general and in the endpoint formulas. Let be the solution recessive at the right irregular end. Its canonical asymptotic branch begins
The asymptotic condition at infinity defines a canonical recessive line, up to one nonzero normalization. Under the meromorphic exact-WKB hypotheses of Chapter 9, Borel-summed WKB solutions give a sectorial realization and continuation of that line. The numerical lane below instead imposes the displayed endpoint expansion at a finite cutoff and propagates the exact ODE. Reflection reduces the full-line spectral condition to two midpoint connection coefficients:
Their alternating real zeros are the complete spectrum, including the nonalgebraic states. On the QES slice, define the parity factors
Locally near the four simple algebraic roots, with . Equivalently, the full divides locally; it does not divide each parity determinant separately.
For stable real-energy propagation, write
The exact ODE becomes the bounded Prüfer equation
With the unwrapped branch selected at by the right asymptotic, the th level obeys
Even makes and hence ; odd makes and hence . The angle is a stable real-axis coordinate for finding the zeros. Analyticity in complex belongs to the Wronskians themselves, not to a globally unwrapped Prüfer phase.
The companion program razavy-wkb-connection.py uses the displayed two-term endpoint expansion, DOP853 propagation, node-aware root brackets, and a second endpoint cutoff:
python3 public/code/advanced-ode/razavy-wkb-connection.pypython3 public/code/advanced-ode/razavy-wkb-connection.py --profile highTogether with the independent finite-difference program from the Razavy page, the high profiles give
| parity | critical polynomial | ODE connection root | coordinate grid | |
|---|---|---|---|---|
| 0 | even | 6.000000000000 | 6.000000000000 | 5.999999998836 |
| 1 | odd | 7.071796769724 | 7.071796769724 | 7.071796769354 |
| 2 | even | 14.000000000000 | 14.000000000000 | 14.000000000543 |
| 3 | odd | 20.928203230276 | 20.928203230276 | 20.928203230801 |
| 4 | even | — | 29.863443278037 | 29.863443278475 |
The maximum finite-polynomial/connection gap over the algebraic sector is . Changing the connection initializer from to moves the five displayed roots by at most . The coordinate-grid column has a maximum algebraic gap and retains much larger pre-extrapolation mesh shifts. Those facts identify three different numerical and algebraic error channels.
Leading WKB is a diagnostic, not the connection determinant
Section titled “Leading WKB is a diagnostic, not the connection determinant”For the first subbarrier pair, define the right-well and barrier integrals
Solving gives
The leading splitting estimate is therefore
The exact algebraic splitting is , so the leading estimate is high. This moderate discrepancy is useful: a leading instanton formula and an exact boundary determinant are not synonyms, even when exact WKB relates both to the same turning-point graph.
For generic sufficiently small , detuning deletes the lane immediately. Another positive integer restores a different finite block. The grid and parity determinants survive, and their simple real eigenvalue branches continue analytically. Crossing a Stokes wall reorganizes the WKB coordinates used to represent a determinant; it does not terminate the spectral branch. This negative control is as important as the agreement at .
Capstone B: modified Mathieu through the NS determinant
Section titled “Capstone B: modified Mathieu through the NS determinant”Here the special structure is not arithmetic. Begin in the source convention of Grassi–Gu–Mariño:
The last equality is the gauge-modulus map, not a choice of units. The flat coordinate below is the energy-dependent quantum mirror map . In this passport the exact periods are normalized by
At fixed , the model-specific completed determinant is
where
fixes . Away from a simultaneous denominator zero, the numerator gives
At a simultaneous zero the completed ratio, rather than its numerator, must be evaluated. The operator determinant is entire in , so every apparent pole from the -period denominator or an intermediate Gamma factor must cancel in the full expression. That pole-cancellation requirement is a global check unavailable to a bare period equation.
The source-to-book crosswalk is exact
Section titled “The source-to-book crosswalk is exact”The Chapter 14 operator is
Putting in the source equation and multiplying by gives
Thus the Chapter 14 DCHE benchmark fixes the ratio . Choosing the unit representative gives . This algebraic map is safe for the operator. Periods additionally remember the orientation and phase of ; a holomorphic Chapter 10 period cannot be continued to the mechanical ray while leaving its Borel direction unchanged.
Exact WKB and NS agree after their analytic prescriptions match
Section titled “Exact WKB and NS agree after their analytic prescriptions match”At the off-shell point
Grassi–Gu–Mariño compared high-order WKB Borel sums with the gauge-resummed periods. Their stabilized values are
| Period object | Exact-WKB resummation | NS/gauge resummation |
|---|---|---|
| period | 35.40661948105291481767982565 | 35.40661948105291481767982564492 |
| Reduced period | 16.4748105515008089176353923 | 16.474810551500808917635392329 |
The weak period is ordinarily Borel summable on the stated positive ray. The full weak period is not; the table removes its non-Borel-summable Gamma/Stirling tail before comparing. For , the published numerical observation compares the restored full period with the arithmetic average of the two lateral WKB sums. No median theorem is inferred from that observation. Summing instantons in and Borel summing in remain different analytic operations even where their answers agree.
Two instantons already approach the DCHE spectrum
Section titled “Two instantons already approach the DCHE spectrum”For readability in the next three displays, suppress the source subscripts: . The source NS instanton free energy begins
and
After solving the NS condition, the quantum Matone relation supplies the operator energy:
The companion program modified-mathieu-ns-capstone.py implements these equations through two instantons:
python3 public/code/advanced-ode/modified-mathieu-ns-capstone.pyAt , the results approach the independently refined DCHE targets from the linked Chapter 14 benchmark monotonically:
| perturbative | one instanton | two instantons | DCHE target | |
|---|---|---|---|---|
| 0 | 2.957944751817 | 3.057378525702 | 3.059118455431 | 3.059174596896 |
| 1 | 5.221650239294 | 5.284685492053 | 5.285118923528 | 5.285125967380 |
| 2 | 7.669023012925 | 7.714417199922 | 7.714578100519 | 7.714579573227 |
| 3 | 10.292571145651 | 10.327593004583 | 10.327666526741 | 10.327666944456 |
The largest final gap is , at the ground state. The table shows useful convergence in this parameter regime; it neither bounds the omitted instantons nor replaces the entire Fredholm ratio. The benchmark’s real-line grid and DCHE shooting agree much more closely because both solve the untruncated operator problem.
This capstone therefore closes three different checks:
- the Borel-summed weak period and reduced period agree with their gauge-resummed counterparts off shell in a common analytic passport;
- the displayed perturbative, one-instanton, and two-instanton NS approximants move successively toward the targets;
- two boundary-value solvers reproduce the untruncated spectrum directly.
No one of these statements implies a universal SW/NS spectral theorem.
Capstone C: pure quartic through TBA and ODE/IM
Section titled “Capstone C: pure quartic through TBA and ODE/IM”Take
on . The fixed-energy exact-WKB problem
maps to the ordinary spectrum by
The real and imaginary turning-point pairs carry two independent exact-WKB actions. In the Chapter 13 pure-quartic normalization, the folded two-component TBA reconstructs a median real action and a positive complex action . The parity-sensitive exact condition is
For the ground state, the nonperturbative correction is about in action units. It is not numerically optional. For it has fallen to about , displaying how the exact condition approaches its all-orders Bohr–Sommerfeld limit.
Run the complete reconstruction and matrix audit with pure-quartic-tba-spectrum.py:
python3 public/code/advanced-ode/pure-quartic-tba-spectrum.py --highThe first four rows are
| parity | TBA and exact WKB | Rayleigh–Ritz | absolute gap | |
|---|---|---|---|---|
| 0 | even | 1.060362090484179 | 1.060362090484184 | |
| 1 | odd | 3.799673029801393 | 3.799673029801394 | |
| 2 | even | 7.455697937986746 | 7.455697937986748 | |
| 3 | odd | 11.644745511378165 | 11.644745511378158 |
The digits expose a cross-representation check; they are not a certified continuum error bar. The TBA calculation has separate tail, mesh, fixed-point, principal-value, and root residuals. The Rayleigh–Ritz column varies both its basis size and oscillator frequency.
One TBA solution feeds two model-specific gates
Section titled “One TBA solution feeds two model-specific gates”ODE/IM packages the same spectrum into the normalized full-line determinant
Its zeros lie at . With , the determinant obeys
At , the identity reads , which catches a missing full-line normalization immediately. On the positive determinant ray, the TBA output map is
Analytic continuation and the parity-resolved functions reach the physical negative zeros. The real exact-WKB condition instead reconstructs the spectrum directly from and . These are two model-specific output maps of one common TBA solution, not two statistically independent numerical data sets. The Rayleigh–Ritz matrix is the independent spectrum check; the determinant functional relation is an additional structural gate.
A practical method-selection algorithm
Section titled “A practical method-selection algorithm”For a new second-order spectral ODE, use the following order.
- Freeze the operator passport. Record the kinetic coefficient, energy shift, physical contour, Hilbert space, endpoint conditions, parity or Floquet sector, and parameter ranges.
- Compute the discriminant geometry. Locate turning points and poles, identify real and complex collisions, orient cycles, and mark the Stokes chamber. Near a collision, replace separated-turning-point WKB by a uniform local model.
- Ask what extra structure is actually present. Test an algebraic invariant space, a complete SW/NS quantum-curve dictionary, rotational functional relations, or a proven integral-equation correspondence. Do not infer one from genus or Heun class.
- Construct the boundary spectral function. Use a Wronskian, parity determinant, Hill discriminant, Jost function, or Fredholm determinant. Periods become spectral only after this boundary gate is supplied.
- Choose one efficient primary representation. A finite recurrence is ideal on a QES slice; a period or TBA system is efficient when its full node–cycle dictionary is known; direct connection propagation is the generic fallback.
- Add a representation-independent audit. Change from recurrence to coordinate space, from an integral equation to a Hamiltonian matrix, or from a transformed Heun equation to the original real line.
- Refine inside each lane. Vary endpoint cutoffs, basis size, mesh, quadrature, Borel–Padé order, TBA window, and working precision separately. Agreement between lanes cannot diagnose a shared unresolved cutoff.
- Run a negative control. Detune the QES integer, cross a separatrix, change parity, or approach a known limiting model. The calculation should fail or reorganize exactly where its hypotheses say it will.
The most common method choices can be summarized compactly.
| Geometry or structure | Use first | Mandatory second check |
|---|---|---|
| Weak stable anharmonic deformation | Perturbative/Borel data or a spectral matrix | Coordinate grid and strong-coupling scaling |
| Periodic coefficient with a fixed Bloch fiber | Hill discriminant or monodromy matrix | Fourier-fiber diagonalization and direct monodromy |
| Integer QES slice, requested state inside the finite sector | Critical polynomial or Jacobi block | Full boundary determinant or coordinate solver |
| Generic two-ended irregular problem | Sectorially normalized Wronskian | Original-variable grid or an independent transformed equation |
| Two simple real turning points, no special bridge | Exact WKB or direct connection data | Spectral matrix or shooting |
| Four real turning points below a barrier | Median/lateral exact WKB with tunnelling cycles | Parity-resolved direct spectrum |
| Coalescing turning points | Uniform Airy, Weber, or higher local model | Direct calculation across the collision |
| Complete SW/NS dictionary | NS periods plus Matone/accessory and boundary completion | Exact-WKB resummation and a boundary determinant |
| Proven ODE/IM or TBA map | Functional or integral equations | Direct determinant or Hamiltonian discretization |
What counts as two independent checks
Section titled “What counts as two independent checks”Two columns are not independent merely because they print different quantities. The strongest compact evidence record is
For Razavy, recurrence, boundary propagation, and a coordinate grid satisfy that standard, while detuning removes only the recurrence. For modified Mathieu, the WKB–NS period checksum and the grid–DCHE spectrum comparison test different maps; finite instanton order is a visible approximation axis. For the pure quartic, TBA periods and the ODE/IM determinant are related outputs, so the parity-block matrix is indispensable.
The chapter’s exit competence can now be stated operationally: given a new potential, a reader should be able to draw its turning-point graph, select a boundary spectral function, justify every imported correspondence, and produce two checks whose dominant errors are not the same calculation in disguise.
Common pitfalls
Section titled “Common pitfalls”Calling WKB-normalized shooting a Borel–Padé period calculation. The Razavy solver initializes a recessive asymptotic endpoint line and then propagates the exact ODE. Its projective coordinate locates the correct connection zeros, but it neither computes determinant amplitudes nor resums a closed-period series.
Using the QES polynomial above or away from its finite sector. At the polynomial gives only four states, even though the operator has infinitely many. At it loses spectral status entirely.
Dropping the modified-Mathieu factor of four. Under , and . Importing only the energy number changes the operator.
Treating instanton truncation as an exact determinant. The two-instanton sequence is an informative approximation to the NS data. Entireness and pole cancellation belong to the completed Fredholm ratio.
Counting TBA and ODE/IM as automatically independent. In the pure quartic they share a functional system and a model-specific output dictionary. A Hamiltonian matrix or direct boundary solver supplies the independent lane.
Selecting a method from the equation’s name. “DCHE,” “Mathieu,” and “genus one” do not specify the physical contour, spectral sector, Stokes chamber, or nonperturbative completion.
Exercises
Section titled “Exercises”1. Locate the Razavy separatrix inside the algebraic block
Section titled “1. Locate the Razavy separatrix inside the algebraic block”For , , determine which roots of lie below the barrier. Explain why the parity connection determinant remains one valid spectral object across the barrier even though its WKB graph changes.
Solution
The barrier is . The roots and lie below it; and lie above it. The right-recessive solution and its midpoint values continue as analytic boundary data through ordinary energies. What changes at the separatrix is the turning-point collision and hence the useful exact-WKB cycle chart. A nonuniform four-separated-point formula must be replaced by a uniform connection before continuing to the two-point chamber.
2. Derive the Prüfer target
Section titled “2. Derive the Prüfer target”Starting from and , derive the angle equation. Show that alternates between Neumann and Dirichlet conditions.
Solution
The logarithmic derivative is . Since , it obeys . Differentiating and multiplying by gives
For even , is an odd half-integer multiple of , so and . For odd , it is an integer multiple of , so and . The decreasing unwrapped targets also retain the node count.
3. Detune the QES integer
Section titled “3. Detune the QES integer”Replace by . Which three Razavy calculations survive, and which one ceases to define spectral values?
Solution
The real-line operator, its parity-resolved grid, and its endpoint-normalized parity connection functions survive. Their simple eigenvalues can be continued in . The finite invariant space leaks at its top degree, so is no longer a characteristic polynomial of the operator. Leading WKB actions also survive away from collisions, but their cycles and Stokes chart must be transported.
4. Audit the modified-Mathieu crosswalk
Section titled “4. Audit the modified-Mathieu crosswalk”Starting with the source operator, set and recover and . Convert the Chapter 14 DCHE ground value at to the source energy for .
Solution
Because , multiplying the source equation by gives
Thus and . At unit source parameters, .
5. Read the NS zeros without creating poles
Section titled “5. Read the NS zeros without creating poles”Derive the half-integer NS condition from the numerator of . Why must the denominator still be inspected?
Solution
The zeros of occur at . With and , this gives
If the -period denominator vanishes at the same energy, a numerator zero can cancel it rather than leave a determinant zero. Since the true Fredholm determinant is entire, the order of both zeros in the completed ratio decides the spectral multiplicity.
6. Verify the pure-quartic ground condition
Section titled “6. Verify the pure-quartic ground condition”Use and to evaluate the ground-state correction and check the exact condition.
Solution
The correction is
Therefore
which equals to the displayed numerical accuracy. Omitting the complex cycle would miss the ground quantization by roughly in action units.
7. Design a method passport for a new potential
Section titled “7. Design a method passport for a new potential”A real analytic even potential has four separated real turning points for the requested level, no known algebraic sector, and a tunable parameter that can merge the two inner points. Propose a primary method and two checks both away from and near the merger.
Solution
Away from the merger, use a parity-resolved exact-WKB or connection determinant with the well and barrier cycles explicitly oriented. Check its zeros by a coordinate-space solver and refine the two lanes independently. Near the merger, replace the separated inner-point formula by a uniform Weber model matched to the outer regions; continue to use the coordinate solver as one check and compare the uniform result on both sides of the collision as a second. A generic double-well transseries should not be assumed to remain uniform at the collision.
8. Separate a normalization audit from an independent spectrum
Section titled “8. Separate a normalization audit from an independent spectrum”Set in the pure-quartic determinant relation. What does the resulting identity test, and why does it not make ODE/IM an independent numerical check of the TBA levels on this page?
Solution
Since , the cubic relation gives , or . It tests the full-line determinant normalization and the additive constant in the functional relation. The TBA period reconstruction and the ODE/IM determinant map use the same underlying functional system in this example, so their agreement is a structural cross-check rather than independent numerical evidence. The parity-block Rayleigh–Ritz calculation supplies that independent evidence.
References
Section titled “References”- M. Razavy, “An Exactly Soluble Schrödinger Equation with a Bistable Potential”, American Journal of Physics 48 (1980), 285–288. Introduces the hyperbolic QES model and its finite low-energy sector.
- F. Finkel, A. González-López, and M. A. Rodríguez, “On the Families of Orthogonal Polynomials Associated to the Razavy Potential”, Journal of Physics A 32 (1999), 6821–6835. Develops the critical polynomial and finite recurrence in the modern QES language.
- E. Delabaere, H. Dillinger, and F. Pham, “Exact Semiclassical Expansions for One-Dimensional Quantum Oscillators”, Journal of Mathematical Physics 38 (1997), 6126–6184. Constructs WKB solutions normalized at infinity and double-well connection symbols; its polynomial examples do not automatically supply a Razavy formula.
- A. Voros, “Exercises in Exact Quantization”, Journal of Physics A 33 (2000), 7423–7450. Relates canonical recessive solutions to half-line Neumann and Dirichlet determinants.
- N. Nikolaev, “Existence and Uniqueness of Exact WKB Solutions for Second-Order Singularly Perturbed Linear ODEs”, Communications in Mathematical Physics 400 (2023), 463–517. Gives precise existence and uniqueness results for exact-WKB solutions under stated trajectory-domain hypotheses.
- A. Grassi, J. Gu, and M. Mariño, “Non-Perturbative Approaches to the Quantum Seiberg–Witten Curve”, JHEP 07 (2020), 106. Sections 2, 4, and 5 fix the modified-Mathieu period normalization, compare WKB and NS resummations, and derive and test the Fredholm determinant used here.
- N. A. Nekrasov and S. L. Shatashvili, “Quantization of Integrable Systems and Four Dimensional Gauge Theories”, in XVIth International Congress on Mathematical Physics (2010), 265–289. Supplies the Toda/NS framework and distinguishes canonical from modified Mathieu spectral realizations.
- K. K. Kozlowski and J. Teschner, “TBA for the Toda Chain”. Derives the Toda quantization conditions from Baxter/TBA data under explicit analytic assumptions.
- K. Ito, M. Mariño, and H. Shu, “TBA Equations and Resurgent Quantum Mechanics”, JHEP 01 (2019), 228. Provides the exact-WKB/TBA period dictionary and the pure-quartic exact condition used in the final capstone.
- P. Dorey and R. Tateo, “Anharmonic Oscillators, the Thermodynamic Bethe Ansatz, and Nonlinear Integral Equations”, Journal of Physics A 32 (1999), L419–L425. Gives the quartic ODE/IM determinant normalization, functional relation, parity map, and benchmark levels.