Pure Quartic Oscillator: From TBA to Exact Levels
The pure quartic oscillator is where every gate needed for one complete TBA-to-spectrum calculation can be closed without changing models. Starting from one two-function TBA, we will reconstruct a median-resummed real action and a complex-instanton action, impose the exact real-line quantization condition, and obtain the first six eigenvalues of . A parity-resolved matrix calculation then reproduces the same numbers independently.
The example is deliberately normalization-complete. The TBA unknowns first serve as WKB-period coordinates. They become spectral data only after the boundary condition and the quartic exact quantization condition have been supplied. A second, ODE/IM identification maps a different output of the same TBA solution to a spectral determinant. These two output maps agree here; neither is a definition valid for an arbitrary TBA.
The quartic passport turns inverse ℏ into energy
Section titled “The quartic passport turns inverse ℏ into energy”Fix the energy of the semiclassical problem to one:
Put . Dividing the transformed equation by gives
It is therefore useful to define
If denotes the th eigenvalue of
then the fixed-energy roots and ordinary energies obey
This exponent is easy to lose if one imports a table computed with . That Hamiltonian is one half of the operator above. Its fixed energy , not , represents the same problem.
The complete passport is short enough to keep visible throughout the calculation.
| Entry | Convention used below |
|---|---|
| Scaled ODE | |
| Boundary domain | Real line, decay at both ends |
| Turning points | in the -plane |
| Real cycle | , oriented so its classical action is positive |
| Complex cycle | , with on the chosen ray |
| Chamber | Final maximal pure-quartic chamber, reached before symmetry reduction |
| Rapidity | |
| TBA logarithm | |
| Real action | Median sum on the positive- Stokes direction |
| Complex action | Declared Borel sum transported with the same chamber passport |
| State labels | Even : even/Neumann; odd : odd/Dirichlet |
| Observable |
For readers following the ODE/IM normalization of Chapter 12, the same point has
Numerically, . The symbol is a rotation parameter and is unrelated to the coordinate in the fixed-energy equation.
Six chamber charges collapse to two orbit masses
Section titled “Six chamber charges collapse to two orbit masses”The minimal quartic chamber starts with three adjacent cycles . Continuing to the maximal chamber activates
Thus the generic maximal-chamber problem has six coordinates. Reflection first identifies with and with . At the pure-quartic point the enhanced symmetry further identifies the orbit of with that of , and the orbit of with that of . Only then do two independent functions remain. This is the route
It must not be replaced by deleting four functions from a generic six-function system. Page 5 showed why the intervening composite charges are necessary during wall crossing.
The larger drive mass is shared by the complex cycle and the real cycle . In the orientations fixed by the passport,
The corresponding leading complex action is . Thus and are both positive in the two real quantities reconstructed below.
Here denotes the complete elliptic integral with modulus ; a library whose argument is the elliptic parameter receives . Rotation symmetry gives the other mass:
The ratio is both a WKB period check and the Perron–Frobenius mass ratio of the folded system. A common rapidity translation can change their overall scale, but not this ratio.
The folded system is the whole nonlinear solve
Section titled “The folded system is the whole nonlinear solve”For
the two orbit pseudoenergies satisfy
with
The asymmetric factor of two remembers that the central node has two reflected neighbors. Both kernels have integral one. Consequently a constant left plateau must obey
The solution is
because and . This one-line audit detects a missing orbit multiplicity, a reciprocal- convention, or an incorrect kernel measure before any spectrum is computed.
A real-line solver integrates both tails analytically
Section titled “A real-line solver integrates both tails analytically”The companion calculation uses an odd uniform grid on and zero-padded Toeplitz FFTs. It never treats the convolution as periodic. The nonzero left limits of and are integrated analytically against both kernels, while the right tails vanish superexponentially because of the drives. Plain Picard iteration then converges on the real branch selected by the plateaux and right asymptotics.
The complete NumPy implementation is pure-quartic-tba-spectrum.py. Run its default refinement audit with
python3 public/code/advanced-ode/pure-quartic-tba-spectrum.pyand add the high-resolution grid with
python3 public/code/advanced-ode/pure-quartic-tba-spectrum.py \ --high --figure-dataThe high run uses and . Its fixed-point residual is . On a separate 65-point audit grid, each zero-padded FFT convolution agrees with direct dense Nyström multiplication to or better. The code also checks the mass ratio, both plateau equations, every bracketed root, and the independent Rayleigh–Ritz refinement.
These tests play different roles. The nonlinear residual tests the discrete fixed point; the dense multiplication tests the FFT embedding; the cutoff and mesh comparison probes continuum discretization; and the direct Hamiltonian tests the final observable. None can substitute for the others.
Median and complex periods require different formulas
Section titled “Median and complex periods require different formulas”Define the positive complex-cycle action
and the median real-cycle action
Here denotes the real-axis folded function of Ito–Mariño–Shu Eq. (5.29), with the cycle orientation fixed in the passport above. Transporting their period dictionary in Eq. (3.6) through the maximal-chamber phases of Eq. (5.22) and the pure-quartic symmetry of Eq. (5.28) gives ; it is not an unshifted minimal-chamber formula copied verbatim. The real cycle lies on a Stokes direction and is not given by simply reading off .
Specializing the median reconstruction in Ito–Mariño–Shu Eq. (5.24) to and using from Eq. (5.28) yields
The last kernel has a pole at . Numerically, use the exact singularity subtraction
The diagonal limit of the new integrand is . The code interpolates both and this derivative locally, includes the analytic plateau tails of the subtracted integral, and applies composite Simpson quadrature only to the smooth remainder. Introducing an arbitrary hole would add an uncontrolled parameter precisely in the term that carries the median prescription.
The exact condition separates even and odd levels
Section titled “The exact condition separates even and odd levels”Ito–Mariño–Shu write the relevant condition as Eq. (5.25) in the above-barrier quartic chamber and explicitly extend the same TBA system and condition to after Eq. (5.26). The equation below is its pure-quartic specialization at .
For level label , define
The real-line spectrum is selected by
Equivalently, the two curves drawn below are
Even gives an even full-line eigenfunction, equivalently a Neumann half-line problem at the origin. Odd gives an odd eigenfunction and a Dirichlet half-line problem. At large , grows and the arctangent is exponentially small, leaving the all-orders Bohr–Sommerfeld structure. For the ground state it changes the action by about and cannot be omitted.
Left: the four turning points of , the -plane projections of the real and complex cycles entering the exact condition, and the six-charge-to-two-function orbit reduction. Right: the parity-sensitive functions and cross the odd-integer quantization lines. Only the parity-compatible marked crossings are levels. The curves merge rapidly as the complex-cycle correction becomes exponentially small.
Bisection is used only after a sign-changing interval has been found. On the high grid, the resulting energies are:
| parity | from TBA | Rayleigh–Ritz | absolute discrepancy | ||
|---|---|---|---|---|---|
| 0 | even/N | 1.0449382925090 | 1.060362090484179 | 1.060362090484184 | |
| 1 | odd/D | 2.7215083408354 | 3.799673029801393 | 3.799673029801394 | |
| 2 | even/N | 4.5119702604656 | 7.455697937986746 | 7.455697937986748 | |
| 3 | odd/D | 6.3037285199589 | 11.644745511378165 | 11.644745511378158 | |
| 4 | even/N | 8.0979852755214 | 16.261826018850229 | 16.261826018850250 | |
| 5 | odd/D | 9.8932943734278 | 21.238372918235950 | 21.238372918235942 |
The many digits are printed to expose the independent comparison, not to claim a certified error bar. A more conservative portable report of the result is the first twelve significant digits of each energy. At fixed step , changing to moves any displayed level by at most . At fixed , changing to moves any level by at most .
Both numerical columns are computations made by the companion code. Rounded to the precision of Dorey–Tateo Table I, the TBA column also agrees with all six published pure- levels. That table is the literature determinant/TBA benchmark; the Rayleigh–Ritz column is the independent calculation performed here.
The period ledger shows directly how the nonperturbative term alternates:
| EQC residual | ||||
|---|---|---|---|---|
| 0 | 3.938425611354309 | 3.418934503841784 | ||
| 1 | 9.627034960524387 | 9.408539817364582 | ||
| 2 | 15.841285504565230 | 15.708689605564786 | ||
| 3 | 22.086115145332105 | 21.991116579471846 |
The sign of the correction in matters: the table lists the quantity being subtracted from .
The determinant supplies a second spectral gate
Section titled “The determinant supplies a second spectral gate”Let be the full-line zeta determinant in the Dorey–Tateo normalization,
The model-specific ODE/IM output map is
Each normalized half-line determinant has ; the prefactor is therefore precisely the full-line zeta normalization . The physical roots occur at the negative determinant argument :
With , the determinant also obeys the exact quartic functional relation
At it reads , a sharp normalization audit. The determinant identity does not say that is a determinant or that can be discarded. Rather, the common TBA solution has a period reconstruction used by the real exact-WKB condition and a determinant reconstruction used by ODE/IM. Their agreement after both boundary passports are imposed is the substantive check.
The determinant lane here is an exact structural and literature audit: the companion code does not separately continue the -system and evaluate at all six roots. The independent numerical audit on this page is the Rayleigh–Ritz calculation below.
Direct diagonalization closes the numerical audit
Section titled “Direct diagonalization closes the numerical audit”For an independent calculation, expand in harmonic-oscillator states of adjustable frequency . Parity makes the matrix block diagonal. Its nonzero upper bands are
All other entries follow by symmetry or vanish. The companion script diagonalizes the even and odd blocks separately, interlaces their lowest eigenvalues, and varies the basis dimension and . Around a 120-state basis and , the largest spread among the tested variants for the first six levels is . This direct matrix knows nothing about WKB cycles, wall crossing, TBA kernels, or the quartic determinant functional relation.
The final evidence record should therefore retain at least these rows:
| Error source | How it is probed here | What the probe does not certify |
|---|---|---|
| Tail truncation | Analytic plateau tails and fixed-step refinement | A rigorous bound on every complex continuation |
| Quadrature | Fixed- comparison | Interval enclosure of the continuum integral |
| FFT embedding | Dense Toeplitz comparison | Tail truncation or nonlinear correctness |
| Iteration | Fixed-point residual and stable refinement | Global uniqueness outside the selected real branch |
| Principal value | Exact subtraction, diagonal derivative, analytic tails | A different lateral or median prescription |
| Root solve | Sign-changing brackets and EQC residual | Correctness of the energy scaling passport |
| Rayleigh–Ritz | Parity blocks, basis and frequency variation | The TBA–period theorem itself |
If a verified bound on the quantization function is available and throughout the root bracket, then
The present double-precision refinement differences are empirical inputs to such a budget, not substitutes for verified and .
What the benchmark establishes—and what it does not
Section titled “What the benchmark establishes—and what it does not”This calculation closes a full loop for one exceptionally symmetric operator:
The common spectrum is then checked by a direct Hamiltonian matrix. This is stronger than matching formal large- coefficients and stronger than matching two nonlinear equations by graph alone.
It is still model-specific. A generic quartic perturbation destroys the enhanced two-orbit reduction and can force the full maximal-chamber system. A different real or complex boundary condition changes the spectral gate even if the period coordinates survive. The historical extension from homogeneous potentials to general TBA systems also began as a conjectural identification; this verified benchmark should not be promoted into a theorem for every polynomial potential. Finally, no Nekrasov–Shatashvili lane is needed or claimed here. Chapter 14 will compare this unusually complete laboratory with less symmetric anharmonic, periodic, and double-well problems.
Common pitfalls
Section titled “Common pitfalls”Using the minimal chamber at the final pure-quartic point. The two final functions arise after the chamber and symmetry route. The equality with a folded minimal functional system is a model-specific endpoint identity, not permission to skip the wall-crossing ledger.
Calling a pseudoenergy a determinant. Here directly reconstructs a complex WKB action, while a particular exponential of reconstructs a normalized determinant. Keep the node, argument, sign, and output map attached to every statement.
Dropping the parity correction. The arctangent is exponentially small only high in the spectrum. Omitting it shifts the ground-state action by nearly nine percent of and merges two boundary conditions that the exact problem distinguishes.
Replacing a principal value by a tiny deletion radius. A chosen adds cutoff dependence and can hide an incorrect diagonal sign. Subtract analytically and use the limit .
Looking for determinant zeros at positive argument. The convention places them at . The positive number is the physical eigenvalue, not the determinant argument at its zero.
Continuing the first-strip convolution directly. The shift by crosses kernel poles. Use the functional relation, a residue-corrected continuation, or the entirely real quantization condition used above.
Exercises
Section titled “Exercises”1. Recover the scaling exponent. Starting from the fixed-energy quartic equation, find a rescaling that makes the kinetic and quartic terms carry the same power of . Derive .
Solution
The kinetic term becomes , while becomes . Equating the exponents gives , hence . Factoring leaves
Since , the ordinary spectral energy is .
2. Evaluate the real orbit mass. Show that
Then obtain from the pure-quartic mass ratio.
Solution
Set , so . Then
The beta–gamma identity gives
The symmetry ratio therefore gives .
3. Solve the plateau algebra. Assuming both folded kernels have integral one, verify that satisfies the constant TBA equations.
Solution
At the proposed plateau,
Therefore
These are precisely the two constant equations. Without the factor two in the second row, the second identity would fail.
4. Explain the asymmetric folded coupling. Begin with a reflection- symmetric chain ––. Why does the orbit equation for the central node receive twice the contribution of an outer orbit, while an outer representative receives the central contribution only once?
Solution
Reflection identifies nodes and but does not remove either edge. The equation for node contains one contribution from node and one equal contribution from node , hence their orbit contribution has multiplicity two. The equation for node has only its single edge to node . This gives the entries and in the two folded rows.
5. Remove the principal-value singularity. Prove the subtraction formula for the integral and find its diagonal limit.
Solution
The principal value of the constant term vanishes because is odd about . Hence subtracting does not change the principal value:
As , the numerator is , while the denominator is . The ratio tends to .
6. Recover the parity split. Write the two quantization functions for even and odd . Show that their separation is exponentially controlled by the complex cycle.
Solution
For even and odd labels respectively,
Their difference is
For large positive this is . Thus the two curves merge exponentially even though they impose different half-line boundary conditions.
7. Propagate and audit a root error. Suppose
. Obtain a first-order relative error estimate
for and an absolute estimate for . Then run the companion code
with and without --high. Identify the fixed-step cutoff comparison, the
fixed-cutoff mesh comparison, and the independent Hamiltonian comparison.
Solution
Since and ,
Therefore
This propagation is useful only after every contribution to the quantization-function error has been converted into a root bound. In the high run, the largest printed cutoff shift is about , the largest final mesh shift is about , and the largest TBA–Rayleigh–Ritz discrepancy among the six levels is about . These are three different diagnostics; their similar scale does not make any one of them a certified continuum bound.
8. Predict what fails after a quadratic perturbation. Replace the potential by . Which parts of this page can be retained without change, and which must be rebuilt before a two-node TBA can be used?
Solution
Parity and the even/odd boundary split survive, as do the general ideas of WKB cycles, determinant zeros, and independent parity-block diagonalization. The scaling now involves the dimensionless combination of and , so the one-parameter law at fixed scaled energy is no longer the complete passport. The turning points, period masses, phase ordering, and wall-crossing path vary with . Most importantly, the enhanced pure-quartic identification and need not survive; the generic maximal quartic system has more independent functions. One must recompute the active charges, kernels or phase shifts, continuation banks, and exact quantization map before reusing a two-node equation.
References
Section titled “References”- K. Ito, M. Mariño, and H. Shu, “TBA Equations and Resurgent Quantum Mechanics”, JHEP 01 (2019), 228. Equations (3.6)–(3.7) give the period dictionary; Eqs. (5.21)–(5.25) give the maximal-chamber reconstruction and exact condition. The text after Eq. (5.26), together with Eqs. (5.27)–(5.29), specializes the construction to the pure quartic.
- P. Dorey and R. Tateo, “Anharmonic Oscillators, the Thermodynamic Bethe Ansatz, and Nonlinear Integral Equations”, Journal of Physics A 32 (1999), L419–L425. Equations (2) and (6) fix the determinant normalization and quartic functional identity; Eqs. (9)–(13) give the TBA/Y-system map; Eqs. (16)–(20) give the parity and -function dictionary; Table I lists the six benchmark levels. Its broader homogeneous-potential TBA identification is presented with conjectural and numerical status.
- A. Voros, “The Return of the Quartic Oscillator: The Complex WKB Method”, Annales de l’Institut Henri Poincaré A 39, no. 3 (1983), 211–338. Develops exact complex-WKB and determinant structures for the quartic oscillator. Equations (10.31)–(10.33) give the determinant/Jost map, the quartic functional identity, and .
- A. Voros, “Exact Quantization Condition for Anharmonic Oscillators (in One Dimension)”, Journal of Physics A 27 (1994), 4653–4661. Formulates exact determinant quantization for polynomial oscillators and clarifies the role of rotated spectra.
- Y. Emery, “TBA Equations and Quantization Conditions”, JHEP 07 (2021), 171. Systematizes exact quantization conditions reconstructed from TBA data in polynomial quantum mechanics. Equations (3.40)–(3.41) display the folded quartic kernel and equations, while Appendix A.1–A.2 records complementary numerical discretizations.