Symanzik Rotations and Anharmonic-Oscillator Prototypes
The preceding page showed that shifting a pair of decay sectors rotates a lateral spectrum, but left a nowhere-zero factor in the corresponding Wronskian. That factor cannot be fixed by sector geometry alone. A rotation changes the independent variable, the energy, every lower coupling, the contour, and the normalization of the canonical solution.
A Symanzik rotation keeps this complete passport. For a homogeneous anharmonic oscillator it acts only on and , and the normalization used on Pages 1–2 makes the action especially simple. For a general polynomial, one further number matters: the coefficient of in the formal momentum . That coefficient produces a logarithm in the WKB action, hence an algebraic power of and a computable phase under rotation.
This page derives those phases entirely on the ODE side. It does not yet call an endpoint function a Baxter -function, identify the centrifugal parameter with a twist, or name a Stokes coefficient as a transfer-matrix eigenvalue. Those are additional dictionaries, beginning on Page 4.
Rotation acts on the whole spectral passport
Section titled “Rotation acts on the whole spectral passport”Consider
Put . Since , multiplication of the transformed equation by restores the leading coefficient:
Thus the exact action on the parameter passport is
The same rule can be indexed from the top of the polynomial. If
then
These are the same weights because . The constant coefficient and the energy acquire the same weight, and only the combination enters the equation. Keeping both is sometimes convenient for a coupling ledger, but one may always be absorbed into the other.
The active and passive descriptions should not be mixed:
- the coordinate change sends the arguments in a canonical solution to ;
- the physical ends of the contour rotate from to ;
- a spectral zero consequently rotates in the inverse direction when it is expressed in the unrotated energy coordinate.
Rotating while leaving a nonzero lower coupling fixed is therefore not, in general, a covariance of the same equation.
The logarithmic WKB coefficient fixes the representative
Section titled “The logarithmic WKB coefficient fixes the representative”The leading exponential is not the complete normalization datum. Choose the branch of the formal momentum with
in the positive sector. Its expansion has the form
Fix the additive constant by defining the positive-power primitive
Then
The logarithm explains the extra power in the canonical asymptotic. We fix the positive-sector solution by
with leading coefficient one. The branch of belongs to this definition. For , the spectral term first contributes to the formal momentum at order , so is independent of . At the harmonic threshold , it contributes directly to ; that exception will be important below.
We call the logarithmic WKB coefficient. With the standard coordinate at infinity, the one-form has ; this sign is why calling itself a residue can be misleading.
Let with the declared branch. Under one rotation, the exact formal covariance is
Because was assigned zero constant, integration gives
In particular, coefficient comparison gives
We use the unambiguous half-power convention
for every exponent that appears below. Define
The transformed function solves the original equation with passport and is recessive in . More importantly, its leading term is
The prefactor has been chosen so that the printed coefficient is exactly ; it is not decorative.
In a common enlarged asymptotic wedge,
The two algebraic powers multiply to , and hence
The asymptotic calculation determines the constant Wronskian everywhere by Abel’s identity. It also explains a common convention mismatch. If one uses only the factor for a polynomial with , the rotated solutions still span the correct recessive lines, but their adjacent Wronskians carry formal-monodromy phases. The extra is what makes the Page 2 gauge global.
Two useful specializations
Section titled “Two useful specializations”For the homogeneous family , one has and
For the standard one-coefficient deformation
the formal momentum begins as
so and changes sign at every step. The normalized orbit becomes
Many ODE/IM references instead use a leading coefficient . Restoring unit leading coefficient, their standard representatives are
The present Page 2 gauge is related to them by
The two central adjacent Wronskians of the literature gauge are after this common rescaling, and its triple agrees with the present triple. Farther around the orbit,
so the two representative families should not be silently combined. Their returns differ for the same reason:
Rotated Wronskians have an exact phase
Section titled “Rotated Wronskians have an exact phase”Write
To shift both indices by , put . Directly from the definition,
There is one such factor for each solution and a derivative Jacobian . Therefore
This formula evaluates the Page 2 factor . For adjacent indices the two signs cancel, recovering . For the elementary lateral Wronskian the indices have the same parity, so the logarithmic phase survives. More generally, that phase survives exactly when the two shifted indices have the same parity.
Define the scalar Stokes coefficient in the frozen Page 2 gauge by
Taking gives
For this reduces to the familiar homogeneous relation . For the deformation it reads
Both are exact ODE identities. No operator from an integrable model has entered.
At an ordinary origin, the endpoint functionals transform just as explicitly. If
then
These formulas rotate the Dirichlet and Neumann boundary functions of Page 1 without yet assigning them an integrable-model name. Normalize each rotated endpoint function at and write for the rotated lower couplings. For ,
For , is independent of , and the displayed phase cancels. At it survives. This is the normalized-determinant counterpart of the raw endpoint formulas.
Finite sector return includes formal holonomy
Section titled “Finite sector return includes formal holonomy”For an even polynomial degree , the number of Stokes sectors is
The parameter passport returns after steps and . If the equation has no finite singularities, direct substitution in the normalized orbit and entire continuation give
Thus the recessive line closes, but its chosen representative returns with formal holonomy. In the homogeneous case ,
If the potential is even, the half-turn is also a symmetry. For ,
These two identities are statements about canonical ODE solutions. A truncation of a fusion hierarchy requires a further dictionary and is not being asserted here. The finite return nevertheless imposes an exact basis identity. Put
so that . Iterating once around the sector orbit gives
For the product is . This is finite-dimensional ODE monodromy algebra, not yet a fusion relation.
Two qualifications matter.
A singular origin. Adding leaves the coefficient invariant under every , but the origin has exponents and . Let denote positive counterclockwise local monodromy. Since follows the declared clockwise continuation, the return becomes
Away from resonance, the local monodromy eigenvalues are and . A canonical solution selected at infinity is generally not one of those eigenvectors, so scalar closure is not automatic. Page 4 replaces evaluation at zero by Frobenius connection coefficients. When , logarithmic Frobenius terms and non-semisimple local monodromy may require a separate resonant analysis.
A genuinely branched power. If , then lives on a chosen logarithmic cover. Local rotations remain meaningful there, but need not be an integer sector count and a projected finite return cannot be imported from the polynomial case. Irrational has no finite root-of-unity orbit. When is an odd integer, the potential is instead an odd-degree polynomial with sectors, but the present even-degree bookkeeping—including and the half-turn discussion—must be rederived for that family.
Page 7 returns to the broader question: which polynomial and exponential families turn local covariance into useful closed functional systems.
The quartic passport closes after six steps
Section titled “The quartic passport closes after six steps”The quartic family makes the different periods visible while remaining fully calculable:
Here
and the positive-sector normalization is
One step sends
The energy and quadratic coupling each have period three; the linear coupling has period two; the sectors and the full passport return after six steps. This is why a three-node energy diagram alone loses information about the canonical solution.
The quartic covariance orbit. Every edge carries adjacent canonical lines with . The pair returns after three steps, but changes sign; all parameters and the sector label return only after six. The representative then carries formal holonomy, and an added inverse-square term also contributes local monodromy at the origin.
For example, the general Stokes-coefficient law gives
After six steps the canonical representative satisfies
At this becomes the homogeneous return .
A zero-energy audit
Section titled “A zero-energy audit”Set . The positive-sector quartic solution is elementary in terms of a modified Bessel function:
The large-argument expansion of gives exactly , so the leading coefficient agrees with the page’s canonical convention. Write
The small-argument expansion of yields
Since
one finds independently
This exact value checks the half-power convention, the sign of the Wronskian, and the normalization of the scalar Stokes coefficient at once.
The harmonic threshold moves the phase into the energy
Section titled “The harmonic threshold moves the phase into the energy”The assumption was structural, not cosmetic. For the harmonic oscillator,
so
With the globally adjacent-normalized orbit is therefore
It still has , but its four-step return is
The family-covariant convention often printed in the literature is
It agrees with the global gauge for , but farther around the orbit
A third, naive convention retains only the factor . Its first adjacent Wronskian is
All three gauges describe the same recessive lines. They place the same zero-free exponential in different connection coefficients. This is the same order-one normalization freedom exposed by the reciprocal-gamma determinants on Page 1.
Common pitfalls
Section titled “Common pitfalls”Rotating only the spectral parameter. A lower monomial has weight . Unless its coupling is zero or fixed by that phase, the rotated energy belongs to a different point of the parameter family.
Normalizing only the recessive line. Recession fixes a one-dimensional line, not an absolute representative. Omitting the logarithmic WKB phase preserves spectral zeros but changes Wronskians, Stokes coefficients, and formal return factors.
Confusing sector closure with representative periodicity. After steps the projected decay sector and polynomial passport return. The normalized solution may still acquire formal holonomy, and a singular finite point may act by a non-scalar monodromy matrix.
Importing the polynomial return to a branched potential. For , sectors live on a declared cover. A root-of-unity closure exists only when the covering and formal normalization actually support it.
Exercises
Section titled “Exercises”1. Derive every coupling weight. Starting from , prove
Why may a constant term be absorbed into ?
Solution
The derivative contributes and . Multiplying the equation by therefore gives the coefficient and energy . The constant term appears only through , and both entries have the same weight.
2. Find the logarithmic WKB term. For with , expand far enough to determine and the algebraic power of the recessive solution.
Solution
Factor out :
Thus . Integration contributes , while the WKB amplitude contributes . The recessive solution therefore has the power .
3. Check the global adjacent gauge. Use the displayed asymptotics to prove for arbitrary .
Solution
The two leading coefficients are and . Their algebraic powers add to because . The leading derivatives have signs and , so
The Wronskian is independent of , so its asymptotic value is exact.
4. Recover the shifted-Wronskian phase. Derive the rotation law for , accounting explicitly for the derivative Jacobian. Why is there no logarithmic phase for adjacent indices?
Solution
Each shifted solution contributes , while differentiating with respect to contributes . Multiplication gives
For , the two signs are opposite and their sum vanishes.
5. Complete the quartic passport. List for . Identify the smallest positive returns of , of , and of the full passport.
Solution
With ,
The pair returns after three steps, after two, and the full passport after .
6. Derive the quartic scalar phases. Starting from the general formula for , obtain and for the quartic family.
Solution
Here . For , , so the prefactor is and the passport is . For , , so the prefactor is and the passport is .
7. Audit the zero-energy quartic multiplier. Use and the endpoint rotation formulas to compute and .
Solution
At , . Hence
Division by gives .
8. Separate two kinds of return. Suppose an inverse-square term is present and . Explain why returning to the same decay sector does not generally make proportional to by the formal phase alone.
Solution
The two local Frobenius lines at the origin have monodromy eigenvalues and . A solution selected by recession at infinity is generally a nontrivial linear combination of both. A complete turn therefore acts on it by the local monodromy matrix, not by one scalar eigenvalue. The formal phase at infinity must be multiplied by this finite-point continuation.
References
Section titled “References”- Y. Sibuya, Global Theory of a Second Order Linear Ordinary Differential Equation with a Polynomial Coefficient, North-Holland Mathematics Studies 18, 1975, for canonical solutions, coefficient rotations, Wronskians, and global continuation for polynomial equations.
- P. Dorey and R. Tateo, “On the Relation between Stokes Multipliers and the T–Q Systems of Conformal Field Theory”, Nuclear Physics B 563 (1999), 573–602, with erratum, for the normalized homogeneous Symanzik family, adjacent Wronskians, finite return, the exact zero-energy Bessel normalization, and the harmonic-oscillator modification.
- P. Dorey, C. Dunning, and R. Tateo, “Spectral Equivalences, Bethe Ansatz Equations, and Reality Properties in PT-Symmetric Quantum Mechanics”, Journal of Physics A 34 (2001), 5679–5704, especially Section 2 for the primary normalized treatment of , the alternating sign of , and the coupled central Stokes relations.
- P. Dorey, C. Dunning, and R. Tateo, “The ODE/IM Correspondence”, Journal of Physics A 40 (2007), R205–R283, especially Sections 4.2, 5.3, and 6.1 and Appendix B for the homogeneous rotation, finite-cover return, the deformation, and the harmonic threshold.
- K. C. Shin, “Eigenvalues of PT-Symmetric Oscillators with Polynomial Potentials”, Journal of Physics A 38 (2005), 6147–6166, for canonical polynomial solutions, the raw coefficient rotations, and Wronskian covariance retaining the logarithmic WKB coefficient. The extra rephasing that makes all adjacent Wronskians is derived on this page.
- E. Delabaere and J.-M. Rasoamanana, “Resurgent Deformations for an Ordinary Differential Equation of Order 2”, Pacific Journal of Mathematics 223 (2006), 35–93, for a rigorous treatment of polynomial-over- equations, canonical solutions, and the interaction between infinity data and finite-origin monodromy.
- H. E. Gollwitzer and Y. Sibuya, “Stokes Multipliers for Subdominant Solutions of Second Order Differential Equations with Polynomial Coefficients”, Journal für die reine und angewandte Mathematik 243 (1970), 98–119, for the primary global construction of scalar Stokes multipliers for polynomial coefficients.
- NIST Digital Library of Mathematical Functions, §10.25 on modified Bessel functions and §10.30 on limiting forms, for the exact zero-energy quartic audit.