Stokes Multipliers and Rotated Spectral Problems
The preceding page used one solution recessive on the positive ray to construct two radial spectral determinants: the other end of the boundary problem was the regular point . Polynomial infinity offers another possibility. A contour can begin in one decay sector at infinity and end in a different decay sector. The corresponding lateral boundary function is a Wronskian of two canonical recessive solutions.
That observation is the exact ODE core of this page. Three consecutive recessive lines give a scalar Stokes relation, and the scalar multiplying the middle solution is itself a nonadjacent Wronskian. Its zeros therefore select solutions that decay at both ends of a complex contour. Rotating the two ends produces a new spectral problem; rotating its energy requires an additional covariance of the entire ODE family.
The general existence theory and unipotent Stokes factors were developed in Chapter 1 and Chapter 2. Here they are specialized to a spectral family. The fully normalized Symanzik action belongs to Page 3, the Baxter identification to Page 4, and the and -system relations to Page 5.
Polynomial infinity supplies a lifted family of recessive lines
Section titled “Polynomial infinity supplies a lifted family of recessive lines”Retain the homogeneous equation and normalization regime of Page 1,
The restriction keeps the simple canonical form free of -dependent logarithmic terms. At , the spectral parameter enters the algebraic power and the recessive solution instead behaves as . This is also the threshold at which Page 1 found an order-one determinant, so the asymptotic-power and zero-free exponential conventions must be fixed together.
Set
and define the open decay sectors
The argument is initially lifted to the universal cover. Geometrically, projects to the same wedge as , but an identification of the normalized solutions also involves their formal return. It should not be guessed from the picture alone.
In the quantity has positive real part. There is a unique recessive line represented by a solution with a fixed leading coefficient:
The lift of , the branch of , and the nonzero coefficient are part of the normalization. For fixed , the canonical solution and its derivative are entire in . Changing by a nowhere-zero analytic factor preserves the recessive line and its spectral zeros but changes absolute connection coefficients.
Two neighboring solutions are independent. Continue both canonical solutions into a common proper subsector on which their enlarged Sibuya asymptotics hold. There one exponential is dominant precisely where the other is recessive. Hence
and is a basis of the two-dimensional solution space.
Sector and Wronskian geometry, shown for the quartic oscillator . The radial problem joins to ; the elementary lateral problem joins to . The algebraic relation among three canonical lines is exact. A shift of all sector labels rotates the boundary domain, while a corresponding energy rotation additionally uses covariance of the differential equation and its normalization.
Three sectors give one normalization-complete relation
Section titled “Three sectors give one normalization-complete relation”Before choosing convenient constants, expand in the neighboring basis:
Taking Wronskians first with and then with gives
Therefore the raw Stokes relation is
This form is deliberately inelegant: every normalization factor is visible, so it remains correct if the three canonical representatives come from different conventions or numerical codes.
A lifted adjacent-Wronskian gauge compatible with Page 1
Section titled “A lifted adjacent-Wronskian gauge compatible with Page 1”First specialize to the central triple. Keep the positive-ray solution normalized exactly as on Page 1 and normalize its two neighbors so that
Continue recursively along the lifted sequence, choosing each new representative so that
No cyclic identification is being imposed: the indices still live on the universal cover, so a possible formal-return factor remains for Page 3. With the branch transport and leading coefficients in the next display, Page 1’s unit normalization yields . For the central pair, in a common asymptotic region one may use
after transporting the appropriate branches, where . Their Wronskian tends to and is independent of , so the value is exact. Authors who put in the leading asymptotic instead obtain adjacent Wronskian one.
All un-hatted symbols and below refer to this one recursively normalized lifted family.
Define the scalar Stokes multiplier in the present gauge by
The raw relation collapses to
The plus sign is not a mnemonic; it comes from antisymmetry of the Wronskian. Reversing the book convention , reversing the sector order, or changing one leading coefficient can all change the printed signs.
The scalar relation is not itself a unipotent Stokes matrix
Section titled “The scalar relation is not itself a unipotent Stokes matrix”Package two consecutive solutions as ordered frames
The scalar relation is equivalent to
The transition matrix has determinant one, as it must because both frames have Wronskian . It is not triangular or unipotent. There is no contradiction with the unipotent factors of Chapters 1–2: those compare two canonical frames with the same ordered formal exponential labels across one singular direction. The frames above change which column is the recessive solution and include a column exchange. Extracting the local unipotent factor requires separating that exchange and fixing the same formal ordering on both sides.
The exchange can be exposed algebraically:
The first factor is unipotent and the second exchanges the canonical columns up to sign. Identifying that first factor with an oriented local Stokes factor still requires the common formal labels and crossing convention of Chapter 2.
This distinction matters in calculations. The scalar is often called a Stokes multiplier, but the matrix printed above should not be copied into a wild-monodromy product as though it were the unipotent of Chapter 2.
Nonadjacent Wronskians define lateral boundary functions
Section titled “Nonadjacent Wronskians define lateral boundary functions”The Chapter 9 complex-boundary passport explains why the rays, contour homotopy class, and closed operator domain are part of a complex spectral problem. Let such a contour have its ends in two distinct projected decay sectors and , with a nondegenerate two-ended boundary problem. Define its canonical boundary Wronskian
Because the equation has no first-derivative term, is independent of the point at which it is evaluated. The global ODE theorem makes it entire in for the present polynomial family. Most importantly,
if and only if and are proportional. Their common line is then recessive at both ends of the contour. Conversely, any nonzero solution recessive at both ends must lie in each one-dimensional recessive line, so the Wronskian vanishes.
For the three-sector relation,
Thus the zero set of the scalar Stokes multiplier is exactly the eigenvalue set, or point spectrum, defined by the two recession conditions. Discreteness as the spectrum of a closed operator remains a separate compact-resolvent or global boundary-value statement.
Adjacent sectors are not a spectral pair
Section titled “Adjacent sectors are not a spectral pair”The adjacent Wronskian is the nonzero normalization constant
It has no zeros, so no nonzero solution can be recessive in two consecutive sectors. A nontrivial two-ended spectral problem requires nonadjacent recessive lines. This elementary check prevents an arbitrary pair of wedge labels from being mistaken for a quantization condition.
Zeros need less normalization than functions
Section titled “Zeros need less normalization than functions”Under independent analytic rescalings
with every entire and nowhere zero,
The lateral eigenvalues are unchanged. The absolute boundary function is not. To call a particular a canonical-product, Fredholm, or zeta determinant requires the same growth and zero-free-factor audit used on Page 1 and organized in the Chapter 2 determinant ledger. The Wronskian zero criterion by itself fixes only the divisor.
A rotated domain is not yet a rotated energy
Section titled “A rotated domain is not yet a rotated energy”The index shift
rotates both asymptotic ends by . This statement is geometric: it changes the boundary domain and defines the new function . It does not by itself imply that this function is evaluated at a rotated argument.
That second statement needs covariance of the coefficient family. For the homogeneous equation, put
If solves the homogeneous equation, substitute
Since , the transformed equation has the same form precisely when
At the level of canonical boundary functions, the most that can be written before their leading coefficients are matched is
where is analytic and nowhere zero. It includes the derivative Jacobian in the Wronskian and the normalization factors of both sectorial solutions. Therefore the zero sets obey the robust implication
while an absolute functional identity awaits the evaluation of . Page 3 performs that Symanzik normalization and also shows how lower polynomial coefficients and centrifugal data rotate.
For a generic polynomial potential, rotating changes its lower coefficients. Keeping those coefficients fixed while rotating only is usually not a covariance. The transformed coupling vector and the contour must travel with the energy.
Quartic sectors separate radial, lateral, and adjacent ledgers
Section titled “Quartic sectors separate radial, lateral, and adjacent ledgers”For , the potential is and there are six projected decay sectors. Their centers and boundaries are
The same equation supports several inequivalent boundary ledgers:
| Problem | Boundary lines | Canonical boundary function | What its zeros mean |
|---|---|---|---|
| Positive half-line, Dirichlet | Dirichlet line and recession in | from Page 1 | Odd full-line levels for the compatible even potential |
| Positive half-line, Neumann | Neumann line and recession in | from Page 1 | Even full-line levels for the compatible even potential |
| Elementary lateral problem | Recession in and | A solution decays at both complex ends | |
| Real full-line problem | Recession in the opposite sectors and | A solution decays as and | |
| Adjacent-sector pair | Recession in and | No eigenvalues |
The elementary lateral characteristic function is therefore not the full-line quartic determinant in disguise. Its two decay wedges are separated by one sector, whereas the real full-line problem uses opposite wedges. A change of variables may relate selected problems, but the contour and the spectral sign must be transformed explicitly.
For the real equation, complex conjugation exchanges and , so the boundary problem has an antilinear symmetry and its zero set is conjugation invariant. After the standard rotation to Bender–Boettcher variables, this is the image of the usual PT symmetry. Neither formulation by itself proves that every zero is real or simple; those conclusions require a theorem for the stated degree, coefficients, and boundary rays.
The ODE layer ends before the integrable-model dictionary
Section titled “The ODE layer ends before the integrable-model dictionary”At this point the construction has produced exact analytic objects:
| ODE datum | Established here | Additional input still missing |
|---|---|---|
| Canonical recessive line in a lifted sector | Global normalized rotation law | |
| Scalar coefficient and normalized nonadjacent Wronskian | Identification with any transfer-matrix quantity | |
| Lateral boundary function with a declared zero condition | Operator realization, growth, and absolute determinant comparison | |
| Shift | Rotated boundary-sector pair | Covariant rotation of energy and couplings |
| Rotated zero set | Follows under homogeneous-family covariance | Exact zero-free prefactor for a functional identity |
Page 3 fixes the normalized rotation law for anharmonic prototypes. Page 4 asks whether selected radial determinants satisfy the analyticity, asymptotic, parameter, and normalization requirements of Baxter -functions. Only after that dictionary is installed does the ODE Stokes relation acquire the integrable-model name .
Common pitfalls
Section titled “Common pitfalls”Calling every Stokes matrix unipotent. The transition between the adjacent bases and includes a column exchange. Its determinant is one, but it is not the unipotent factor that compares a fixed formal ordering across one singular direction.
Treating a Wronskian zero as a complete operator theorem. Linear dependence proves the simultaneous boundary condition. Discreteness, closedness, reality, simplicity, and completeness belong to the declared contour operator and require separate hypotheses.
Rotating the energy but leaving the domain fixed. The substitution rotates the decay wedges. It may also rotate lower couplings. A rotated number with the old contour and old coefficients is a different problem.
Ignoring zero-free normalization factors. Rescaling a canonical solution by a nowhere-zero entire function leaves every eigenvalue fixed but changes the Stokes coefficient and any absolute functional relation.
Using the simple asymptotic gauge at the harmonic threshold. For , the spectral parameter enters the power of at infinity. The rotation phases and zero-free exponentials must be recalculated rather than inherited from the formula.
Naming and as and too early. A similar-looking functional relation is not yet an ODE/IM identification. The integrable model, twist, spectral-variable map, state, and asymptotic normalization must all be specified.
Exercises
Section titled “Exercises”1. Recover every sign in the raw relation. Expand in the basis and derive both coefficients using the book’s Wronskian convention.
Solution
Write
Taking the Wronskian with gives
Taking the Wronskian with in the first slot gives
so antisymmetry yields
2. Check the central adjacent Wronskian. Using the leading asymptotic pair printed above, show that the Page 1-compatible gauge gives .
Solution
At leading order,
The Wronskian is independent of , so an asymptotic limit fixes its exact value.
3. Interpret the basis matrix. Verify the adjacent-basis transition matrix and explain why it is not the unipotent Stokes factor of Chapter 2.
Solution
The scalar relation gives
while . These are the two columns of
Its determinant is one. It also changes the ordered canonical pair, so it contains the column exchange that a unipotent same-order Stokes comparison does not.
4. Prove the lateral zero criterion. Show both directions of
Why does this rule out an adjacent-sector spectrum in the chosen gauge?
Solution
The Wronskian of two solutions vanishes exactly when they are linearly dependent. If , the two canonical solutions are proportional and therefore span the same line recessive in both sectors. Conversely, a solution recessive in must be proportional to , and recession in makes it proportional to ; hence those two solutions are dependent. For adjacent sectors, , so the condition cannot occur.
5. Track a normalization change. Let for . Determine the two coefficients in the raw relation for the tilded functions. Which datum is unchanged?
Solution
Substitution into gives
Thus neither printed coefficient is invariant under independent rescalings. If all are analytic and nowhere zero, however, the zeros of every nonadjacent Wronskian are unchanged.
6. Audit the quartic sector pairs. For , list the centers of all six sectors. Identify the boundary pairs for the elementary lateral problem and the real full-line problem, and explain why their boundary functions differ.
Solution
The centers are
The elementary three-sector relation uses , centered at , and its boundary function is . The real line ends in , centered at , and its boundary function is . They impose recession on different pairs of canonical lines, so equality does not follow from parity or from using the same polynomial.
7. Rotate the zeros without fixing the prefactor. For , verify the homogeneous substitution and deduce the rotation of a lateral zero. Why does this not yet prove an equality of normalized determinants?
Solution
Put . Then and
Multiplying the transformed equation by shows that the energy in the -equation is . Hence a zero for becomes the zero for . The transformed canonical solutions may differ from the declared ones by nowhere-zero factors, and the Wronskian also acquires a derivative Jacobian. These combine into , which must be fixed before the functions themselves can be equated.
8. Derive a four-line Wronskian identity. Use two consecutive scalar Stokes relations to prove
Do not assign an integrable-model name to this ODE identity.
Solution
The two relations give
Bilinearity and antisymmetry of the Wronskian then yield
The left-hand side is by definition. The calculation uses only the two-dimensional ODE solution space and the chosen adjacent normalization.
References
Section titled “References”- P.-F. Hsieh and Y. Sibuya, “On the Asymptotic Integration of Second Order Linear Ordinary Differential Equations with Polynomial Coefficients”, Journal of Mathematical Analysis and Applications 16 (1966), 84–103, for parameter-uniform canonical solutions at polynomial infinity.
- H. E. Gollwitzer and Y. Sibuya, “Stokes Multipliers for Subdominant Solutions of Second Order Differential Equations with Polynomial Coefficients”, Journal für die reine und angewandte Mathematik 243 (1970), 98–119, for the primary global theory of the scalar multipliers used here.
- Y. Sibuya, Global Theory of a Second Order Linear Ordinary Differential Equation with a Polynomial Coefficient, North-Holland Mathematics Studies 18, 1975, for the global sectorial construction, Stokes multipliers, and polynomial boundary problems.
- P. Dorey and R. Tateo, “On the Relation between Stokes Multipliers and the T–Q Systems of Conformal Field Theory”, Nuclear Physics B 563 (1999), 573–602, with erratum, for the homogeneous-oscillator Stokes relation, lateral boundary functions and their subsequent determinant interpretation, and the integrable-model dictionary.
- P. Dorey, C. Dunning, and R. Tateo, “The ODE/IM Correspondence”, Journal of Physics A 40 (2007), R205–R283, especially Sections 4.1–4.3 for radial and lateral contours, normalized adjacent Wronskians, and the spectral interpretation of scalar Stokes multipliers.
- K. C. Shin, “On the Reality of the Eigenvalues for a Class of PT-Symmetric Oscillators”, Communications in Mathematical Physics 229 (2002), 543–564, for rigorous reality results under explicit polynomial and wedge hypotheses—illustrating why PT symmetry alone is not a proof.
- F. W. J. Olver, Asymptotics and Special Functions, A K Peters, 1997 reprint, Chapters 6–7 and 13, for asymptotic bases, connection problems, and Stokes phenomena.