Harmonic and Anharmonic Oscillators as Calibration Problems
Part VI changes the book’s mode. Instead of constructing another general machine, we will put the existing machines on controlled spectral laboratories and ask which one answers which question. The first laboratory is the stable quadratic-plus-quartic oscillator. One dimensionless coupling connects an exactly solvable Weber endpoint, a divergent but Borel-summable weak expansion, a four-turning-point exact-WKB problem, and the pure-quartic endpoint solved in Chapter 13.
The central lesson is not that one method wins. It is that the limits , , and expose different structures. A calculation becomes trustworthy when its operator, limit, and error status are visible at the same time.
One coupling fixes the operator passport
Section titled “One coupling fixes the operator passport”Begin with the physical Hamiltonian
Set
Then
Every dimensionless level below converts back by . This factor and the definition of are part of the passport: importing coefficients from the convention without rescaling them is a common source of factors of two.
Expert check: form realization at zero coupling
We take the Friedrichs realization on of the closed form
At its form domain requires , ; for it requires , . Smooth compactly supported functions form a common form core, but the completed domains change at the endpoint. Thus the real eigenvalues vary smoothly enough to possess asymptotic perturbation series without making an ordinary type-A analytic operator family.
The potential tends to at both ends, so the resolvent is compact. One-dimensional Sturm–Liouville theory makes the levels simple, and parity splits them into
On the half-line, even states obey Neumann data at zero and odd states obey Dirichlet data:
Form ordering makes every level strictly increasing with . Where the eigenpair is differentiated, Hellmann–Feynman gives the sharper check
The harmonic endpoint freezes every normalization
Section titled “The harmonic endpoint freezes every normalization”At ,
where is the physicists’ Hermite polynomial. Several earlier constructions must give this same answer.
| Calibration datum | Harmonic value | Where its derivation lives |
|---|---|---|
| Full-line spectrum | Weber laboratory | |
| Parity | Weber/Hermite solution | |
| Allowed action | Airy–Weber WKB examples | |
| Quantization | , exactly | Boundary exact quantization |
| Half-line boundary | even ↔ Neumann; odd ↔ Dirichlet | ODE/IM determinant calibration |
The determinant check is especially sensitive to zero-free factors. In the Chapter 12 zeta normalization, put and . Then
Its zeros are , precisely the appropriate parity subsequence. This is not the same normalized entire function as a raw parabolic-cylinder endpoint value: the two may share zeros while differing by a zero-free exponential. We use the formula as a checksum and do not repeat its gamma-function derivation here.
The quartic term becomes a five-diagonal matrix
Section titled “The quartic term becomes a five-diagonal matrix”Let and be the harmonic ladder operators, so that and . Applying twice shows that connects only to , , and . The independent upper-triangular entries of are
Together with symmetry, these formulas make parity decoupling manifest. They also yield the first two fixed- corrections without solving an ODE:
For the ground state the Bender–Wu recurrence continues this formal series:
The companion program computes exact rational coefficients through order twenty rather than storing this row as decimal data.
Divergence and Borel summation are different statements
Section titled “Divergence and Borel summation are different statements”The stable levels for do not have convergent Taylor series at . Analytic continuation toward negative coupling meets a qualitatively different problem: is unbounded below on the real line. Simon proved both the relevant cut-plane analyticity and genuine Rayleigh–Schrödinger asymptoticity, while Bender and Wu exposed the factorial large-order behavior. Low-order sign alternation is an illustration, not a proof.
For example, at the successive ground-state partial sums through orders one to four are
whereas direct computation gives . Adding terms initially helps; adding all terms cannot define the answer because the formal series diverges.
Graffi, Grecchi, and Simon proved the stronger positive-ray statement needed here: for the quartic oscillator, ordinary Borel summation reconstructs the stable eigenvalue. This does not make a finite least-term truncation a certified enclosure, and it does not prescribe a negative-axis resonance. The resurgence chapter supplies the lateral-summation and ambiguity vocabulary for that continuation.
The expansion is also nonuniform in the level number. Since grows like , the useful small parameter at high excitation is roughly , not merely . This predicts the crossover found again from the turning points and spectral growth.
Four roots replace the Weber pair
Section titled “Four roots replace the Weber pair”For a fixed and , the WKB curve is
Solving the quadratic equation in gives two real and two imaginary turning points,
As , while . The two finite Weber turning points survive and the imaginary pair escapes through infinity. For every with distinct roots, the compactified degree-four curve is genus one; at the degree drops and the curve is genus zero. This is a singular global degeneration even though each fixed low eigenvalue tends smoothly to its harmonic value.
Turning-point and method calibration for . The method bands indicate domains of convenience, not theorem boundaries. In particular, numerical methods work throughout , while the closed TBA of Chapter 13 belongs to the scaled pure-quartic endpoint rather than generic finite .
The four locations alone do not determine an exact-WKB quantization condition. One must still fix cycles, Stokes chamber, summation direction, and the two real-line decay conditions. The real action below is therefore a controlled leading approximation, not the complete genus-one passport.
Leading WKB improves up the spectrum
Section titled “Leading WKB improves up the spectrum”The positive turning point satisfies . Define the allowed-region action
The substitution removes the endpoint square root:
Leading Bohr–Sommerfeld quantization imposes
At , , so this gives exactly. The exactness is special to the quadratic potential; the half-integer shift still encodes turning-point connection data. At positive , the comparison is
| direct | WKB | direct | WKB | |
|---|---|---|---|---|
The ground-state error grows with coupling, but the fourth level is already within at . This is precisely the distinction between a large-level semiclassical statement and a uniformly accurate low-level formula.
For fixed and , the quartic term controls the action. Put
Then polynomial spectral asymptotics give
This limit does not commute with . At fixed , weak coupling gives ; at any fixed , sufficiently high levels grow as . The crossover estimate agrees with the perturbative moment estimate above.
Expert check: the determinant order jumps at the endpoint
For , , so converges for . The normalized genus-zero Fredholm determinant has order . At , ; the order is one, the direct product requires genus one, and a zero-free exponential participates in the gamma-function normalization.
Thus every fixed eigenvalue converges as , while the most economical global product representation changes discontinuously. The genus-zero products themselves need not converge to the harmonic zeta determinant: their logarithmic derivatives at zero contain , which diverges as . The high-energy tail must instead be absorbed into a -dependent zero-free renormalization.
Strong coupling lands on the pure-quartic endpoint
Section titled “Strong coupling lands on the pure-quartic endpoint”For , set and . The identity
turns strong coupling into ordinary fixed-level perturbation theory around the pure-quartic operator . If , then
Chapter 13 supplies ; the independent calibration below gives . For , the two-term result differs from the direct by .
The scaling imports a spectral endpoint, not an unchanged integral equation. At finite , the scaled potential has a nontrivial rotated-coupling orbit and different period data. The two-function pure-quartic TBA cannot be reused merely by inserting into its drive term.
Two numerical representations set the standard
Section titled “Two numerical representations set the standard”The companion program anharmonic-oscillator-calibration.py uses NumPy only:
python3 public/code/advanced-ode/anharmonic-oscillator-calibration.pypython3 public/code/advanced-ode/anharmonic-oscillator-calibration.py --highThe first representation is a half-line Fourier–Galerkin box . Both bases vanish at the artificial wall ; at the cosine basis is Neumann and the sine basis is Dirichlet, encoding even and odd parity:
The kinetic matrix is diagonal. With , the potential matrices are exact:
Here
The independent representation uses a full-line coordinate grid with Dirichlet walls. Its tridiagonal entries are
Sturm counts and bisection find only the requested low eigenvalues. Three nested meshes allow the and terms to be canceled without a dense diagonalization.
With and functions per parity block, the program returns
Across this grid and these four levels, the largest changes are
| Audit | Maximum observed change |
|---|---|
| versus Fourier functions | |
| box scale versus | |
| final versus previous coordinate extrapolation | |
| final coordinate versus Fourier–Galerkin value | |
| Fourier virial residual |
The raw coordinate correction is much larger than the final inter-method discrepancy; reporting only the latter would hide the discretization path. Conversely, a refinement shift is not automatically an upper error bound. The values are reproducible to about nine or ten digits, but they are not interval-certified. The evidence hierarchy and escalation route are given on the verified-numerics page.
Choose the method from the question
Section titled “Choose the method from the question”| Regime or goal | Efficient method | What must not be inferred |
|---|---|---|
| Exact Weber/Hermite solution | A generic four-turning-point formula is unnecessary | |
| Fixed , | Optimal truncation or Borel-resummed perturbation theory | The raw series does not converge |
| Any real | Independently refined spectral and coordinate numerics | Decimal agreement is not interval certification |
| Fixed , large | WKB and polynomial spectral asymptotics | Leading WKB need not be accurate for low levels |
| Exact finite- connection data | Exact WKB with cycle, chamber, summation, and boundary passports | The real action alone is incomplete |
| Determinant questions | Parity-resolved spectral determinants with fixed normalization | Zeros do not fix zero-free factors |
| Scaled | Pure-quartic exact WKB, ODE/IM, and TBA | The pure-quartic TBA is not a finite- formula |
Common pitfalls
Section titled “Common pitfalls”Mixing oscillator conventions. The Hamiltonians and are related by an energy and coupling rescaling. Copying Bender–Wu coefficients or quartic levels without this ledger gives internally plausible but wrong numbers.
Calling asymptotic series inaccurate Taylor series. A Taylor series has a convergence question; this Rayleigh–Schrödinger series has zero radius and an asymptotic meaning. Borel summability is the separate theorem that recovers the stable eigenvalue.
Treating four roots as an exact quantization condition. Turning points define the spectral curve, but exact WKB also needs cycles, Stokes chamber, summation direction, and boundary data. Leading real-action quantization does not contain the full complex-cycle information.
Transporting endpoint structures to finite coupling. The strong scaling lands on the pure quartic only as . Its determinant and TBA identities require a fresh derivation once the term is present.
Exercises
Section titled “Exercises”1. Restore physical units
Section titled “1. Restore physical units”Starting from , derive the dimensionless coupling and convert a computed dimensionless level back to physical energy.
Solution
Put with . Both the kinetic and quadratic terms become . The quartic coefficient inside the same bracket is
Therefore .
2. Derive the five diagonals
Section titled “2. Derive the five diagonals”Use the harmonic ladder operators to derive the three displayed upper-triangular entries of and prove parity decoupling.
Solution
First apply
Applying once more gives
All shifts are even, so even and odd form invariant blocks.
3. Recover the second weak coefficient
Section titled “3. Recover the second weak coefficient”Evaluate the second-order Rayleigh–Schrödinger sum for level .
Solution
Only contribute, and . Thus
Insert the matrix elements from Exercise 2, omit states with negative indices, and simplify. The result, whose polynomial also gives the correct boundary cases , is
For this is .
4. Reconstruct the ground-state recurrence
Section titled “4. Reconstruct the ground-state recurrence”Write with and for . Derive a coefficient recurrence suitable for exact rational arithmetic.
Solution
After removing the Gaussian, put and . At order ,
Write . The constant term gives . For , define
with absent coefficients set to zero. Descending from ,
This produces , , and the later coefficients printed by the companion program.
5. Follow the roots through weak coupling
Section titled “5. Follow the roots through weak coupling”Derive , find their behavior, and determine the genus of the compactified curve.
Solution
Solving for gives and , with the formulas in the text. Rationalizing the first one shows . The second behaves as , so .
A smooth double cover branched at four distinct finite points has genus one. When , two branch points escape to infinity and the degree-two curve has genus zero.
6. Expose the noncommuting limits
Section titled “6. Expose the noncommuting limits”Derive the leading high-level formula and compare the orders of the spectral determinants at and .
Solution
In the quartic-dominated regime, put . The allowed action becomes
Equating it to gives the formula in the text. Hence for every fixed , whereas . The corresponding convergence exponents are and , giving determinant orders and and minimal product genera zero and one. Fixed- weak coupling therefore cannot be uniform through the high-level limit.
7. Audit the numerical spectrum
Section titled “7. Audit the numerical spectrum”Run both default and high modes of the companion program. Explain why the five reported diagnostics test different failure modes.
Solution
The basis-size shift detects Fourier truncation; the box shift detects the artificial wall; the coordinate extrapolation shift measures unresolved mesh error; the inter-method discrepancy compares two representations; and the virial residual probes the eigenvectors, not just their eigenvalues. The exact row catches energy and parity conventions, while monotonicity in catches ordering or assembly errors.
Agreement of these checks supports the printed digits but does not turn the calculation into interval arithmetic. Certification would require outward rounding and residual or enclosure theorems of the kind described in Chapter 4.
8. Gate the strong-coupling import
Section titled “8. Gate the strong-coupling import”Derive the first correction about the pure quartic and state which Chapter 13 structures may be imported at finite .
Solution
The scaling gives with . Ordinary first-order perturbation theory for yields
Thus the pure-quartic energies and matrix elements are legitimate endpoint inputs. Its two-function TBA, symmetry folding, exact quantization curve, and determinant functional relation are model-specific identities; none follows for finite without rederiving the rotated sectors, periods, and integral equations.
References
Section titled “References”- C. M. Bender and T. T. Wu, “Anharmonic Oscillator”, Physical Review 184 (1969), 1231–1260. Equations (2.3)–(2.12) develop the coefficient recurrence and high-order data; the precise large-order prefactor there is numerical evidence rather than a rigorous bound.
- B. Simon, “Coupling Constant Analyticity for the Anharmonic Oscillator”, Annals of Physics 58 (1970), 76–136. Establishes the operator-theoretic realization, cut-plane analyticity, nonanalyticity at zero, and genuine Rayleigh–Schrödinger asymptotics.
- S. Graffi, V. Grecchi, and B. Simon, “Borel Summability: Application to the Anharmonic Oscillator”, Physics Letters B 32 (1970), 631–634. Proves Borel summability for the quartic and Borel–Leroy summability for higher even monomials.
- C. M. Bender and T. T. Wu, “Anharmonic Oscillator. II. A Study of Perturbation Theory in Large Order”, Physical Review D 7 (1973), 1620–1636. Gives the dispersion framework and detailed large-order WKB prediction; the paper explicitly does not claim growth bounds for its full asymptotic formula.
- A. Voros, “The Return of the Quartic Oscillator: The Complex WKB Method”, Annales de l’Institut Henri Poincaré A 39 (1983), 211–338. Develops the global complex-WKB and determinant structures behind exact anharmonic quantization.
- P. Dorey and R. Tateo, “Anharmonic Oscillators, the Thermodynamic Bethe Ansatz, and Nonlinear Integral Equations”, Journal of Physics A 32 (1999), L419–L425, arXiv:hep-th/9812211. Supplies the homogeneous-oscillator asymptotics, quartic benchmark, and ODE/IM–TBA identification used at the strong endpoint.
- K. C. Shin, “Schrödinger Type Eigenvalue Problems with Polynomial Potentials: Asymptotics of Eigenvalues”, Theorem 1.2. Gives a rigorous polynomial-eigenvalue asymptotic whose self-adjoint specialization reproduces the leading WKB coefficient.
The confining real-line problem selects one decaying line at each endpoint and produces isolated simple levels. A periodic potential replaces those endpoint lines by one-period monodromy and a Bloch multiplier. The next page therefore changes the characteristic scalar from an boundary determinant to the Hill discriminant ; periodic and antiperiodic band edges occur at .